Registration Statement Under The Securities Act Of 1933 (Page 10 of 12) in pdf

(b)

The cover page may include other information, but care should be taken that such additional information does not, either by

its nature, quantity, or manner of presentation, impede understanding of required information.

Item 11. Table of Contents

Set forth under appropriate captions (and sub-captions) a list of the contents of the Statement of Additional Information and,

where useful, provide cross-references to related disclosure in the prospectus.

Item 12. Additional Information about the Registrant

(a)

If the registrant is an open-end management investment company, furnish the information required by Items 14 through 27

of Form N-1A under the 1940 Act or Items 15 through 23 of Form N-3, as applicable.

(b)

If the registrant is a closed-end management investment company, furnish the information required by Items 14 through 23,

and Item 4.2 if the registrant is regulated as a business development company, of Form N-2 under the 1940 Act.

(c)

If the registrant is not an open-end management investment company, no speciﬁc information about the company need be

included.

Item 13. Additional Information about the Company Being Acquired

If the transaction will be submitted to the security holders of the registrant for approval or consent:

(a)

If the company being acquired is an open-end management investment company, furnish the information required by Items

14 through 17 and 19 through 27 of Form N-1A under the 1940 Act or Items 15 through 23 of Form N-3, as applicable.

(b)

If the company being acquired is a closed-end management investment company, furnish the information required by Item

15 through 18 and Item 20 through 23 of Form N-2. If the company being acquired is regulated as a business development

company, also furnish the information required by Items 4.2 and 8.6c (if applicable) of Form N-2.

(c)

If the company being acquired is not an open-end management investment company, no speciﬁc information about the company

need be included.

Item 14. Financial Statements

The Statement of Additional Information shall contain the ﬁnancial statements and schedules of the acquiring company and

the company to be acquired required by Regulation S-X [17 CFR 210] for the periods speciﬁed in Article 3 of Regulation

S-X [17 CFR 210.3-01 et seq.] except:

the following statements and schedules required by Regulation S-X may be omitted from Part B of the registration statement

and included in Part C:

(i)

the statements of any subsidiary which is not a majority-owned subsidiary; and

(ii) the following schedules in support of the most recent balance sheet: (A) columns C and D of Schedule III [17 CFR

210.12-14]; and (B) Schedule IV [17 CFR 210.12-03]; and

the pro forma ﬁnancial statements required by Rule 11-01 of Regulation S-X [17 CFR 210.11-01] need not be prepared if the

net asset value of the company being acquired does not exceed ten percent of the registrant’s net asset value, both of which

are measured as of a speciﬁed date within thirty days prior to the date of ﬁling of this registration statement.

PART C: OTHER INFORMATION

Item 15. Indemniﬁcation

State the general effect of any contract, arrangement or statute under which any director, ofﬁcer, underwriter or afﬁliated

person of the registrant is insured or indemniﬁed in any manner against any liability which may be incurred in such capacity,

other than insurance provided by any director, ofﬁcer, afﬁliated person or underwriter for its own protection.

Registration Statement Under The Securities Act Of 1933 Page 10

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