Current Report 8k Sec (Page 3 of 22) in pdf

D. Preparation of Report.

This form is not to be used as a blank form to be ﬁ lled in, but only as a guide in the preparation of the report on paper meeting the

requirements of Rule 12b-12 (17 CFR 240.12b-12). The report shall contain the number and caption of the applicable item, but the text

of such item may be omitted, provided the answers thereto are prepared in the manner speciﬁ ed in Rule 12b-13 (17 CFR 240.12b-13).

To the extent that Item 1.01 and one or more other items of the form are applicable, registrants need not provide the number and caption

of Item 1.01 so long as the substantive disclosure required by Item 1.01 is disclosed in the report and the number and caption of the other

applicable item(s) are provided. All items that are not required to be answered in a particular report may be omitted and no reference

thereto need be made in the report. All instructions should also be omitted.

E. Signature and Filing of Report.

Three complete copies of the report, including any ﬁ nancial statements, exhibits or other papers or documents ﬁ led as a part thereof,

and ﬁ ve additional copies which need not include exhibits, shall be ﬁ led with the Commission. At least one complete copy of the report,

including any ﬁ nancial statements, exhibits or other papers or documents ﬁ led as a part thereof, shall be ﬁ led, with each exchange on

which any class of securities of the registrant is registered. At least one complete copy of the report ﬁ led with the Commission and one

such copy ﬁ led with each exchange shall be manually signed. Copies not manually signed shall bear typed or printed signatures.

F. Incorporation by Reference.

If the registrant makes available to its stockholders or otherwise publishes, within the period prescribed for ﬁ ling the report, a press

release or other document or statement containing information meeting some or all of the requirements of this form, the information

called for may be incorporated by reference to such published document or statement, in answer or partial answer to any item or items

of this form, provided copies thereof are ﬁ led as an exhibit to the report on this form.

G. Use of this Form by Asset-Backed Issuers.

The following applies to registrants that are asset-backed issuers. Terms used in this General Instruction G. have the same meaning as in

Item 1101 of Regulation AB (17 CFR 229.1101).

1. Reportable Events That May Be Omitted.

The registrant need not ﬁ le a report on this Form upon the occurrence of any one or more of the events speciﬁ ed in the following:

(a) Item 2.01, Completion of Acquisition or Disposition of Assets;

(b) Item 2.02, Results of Operations and Financial Condition;

(c) Item 2.03, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant;

(d) Item 2.05, Costs Associated with Exit or Disposal Activities;

(e) Item 2.06, Material Impairments;

(f) Item 3.01, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing;

(g) Item 3.02, Unregistered Sales of Equity Securities;

(h) Item 4.01, Changes in Registrant’s Certifying Accountant;

(i) Item 4.02, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review;

(j) Item 5.01, Changes in Control of Registrant;

(k) Item 5.02, Departure of Directors or Principal Ofﬁ cers; Election of Directors; Appointment of Principal Ofﬁ cers;

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