2016 Sec Filing Calendar - Iris Page 2
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1
2SEC Holiday List
Deadlines for Additional Forms
New Year’s Day
.....................................
0 1
J A N
10 days after becoming
Martin Luther King Jr.’s B’day
................
1 8
J A N
an officer, director, or
beneficial owner
Form 3
Washington’s Birthday
...........................
1 5
F E B
2 days after a change
in ownership
Memorial Day
........................................
3 0
M A Y
Form 4
Independence Day
................................
0 4
J U L
45 days after fiscal
year-end
Labor Day
..............................................
0 5
Form 5
S E P
4 days after occurrence
Columbus Day
.......................................
1 0
O C T
of triggering
event
8-K
Veterans Day
.........................................
1 1
N O V
4 months after fiscal
Thanksgiving Day
..................................
2 4
year-end
N O V
20-F
2 6
Christmas Day
.......................................
D E C
120 days after fiscal
year-end
DEF-14A
(proxy
statement)
Filing deadlines for companies with financial year end other than Dec 31
45 days after
Large
Accelerated
Non-Accelerated
calendar year-end
Schedule
Accelerated Filer
Filer
Filer
13-G
60 days after
75 days after
90 days after year-
45 days after calendar
10-K
year-end
year-end
end
quarter-end
With NT 10-K,
With NT 10-K,
With NT 10-K,
13-F
NT 10-K
15-day extension
15-day extension
15-day extension
10 days after
*NT 10K have to report NT Filing to SEC 1 day after deadline
acquisition of 5% or
more of a voting class
40 days after
40 days after
45 days after
13-D
10-Q
quarter-end
year-end
year-end
With NT 10-K,
With NT 10-Q,
With NT 10-Q,
NT 10-Q
5-day extension
5-day extension
15-day extension
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