Sample Form For Performing A Simple Root Cause Analysis Of An Injury Or A Near Miss Event Page 3

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Sample Trigger Questions for Performing a Root Cause Analysis
of a Blood or Body Fluid Exposure
1. Issues related to patient assessment
5. Was a lack of or misinterpretation of
information contribute to this event?
Was the patient agitated before the
procedure?
Did the healthcare worker misinterpret
any information about the procedure
Was the patient cooperative before
the procedure?
that could have contributed to the
Did the patient contribute in any way
event?
toward the event?
6. Communication
2. Issues related to staff training or staff
Were there any communication
competency
barriers that contributed to this event
Did the healthcare worker receive
(e.g., language)
training on injury prevention technique
Was communication in any way a
for the procedure performed?
contributing factor in this event?
Are there training or competency
factors that contributed to this event?
7. Appropriate policies/procedures
Approximately how many procedures
Are there existing policies or
of this type has the healthcare worker
procedures that describe how this
performed in the last month/week?
event should be prevented?
Were the appropriate policies or
3. Issues related to the device
procedures followed?
Did the type of device used contribute
If they were not followed, why not?
in any way to this event?
Was a “safety” device used?
8. Worker issues
If not, is it likely that a safety device
Did being right or left handed
could have prevented this event?
influence the risk?
On the day of the exposure, how long
4. Work environment
had the worker been working before
Did the location, fullness or lack of a
the exposure occurred?
sharps container contribute to this
At the time of the exposure, could
event?
factors such as worker fatigue,
Did the organization of the work
hunger, illness, etc. have contributed?
environment (e.g., placement of
supplies, position of patient) influence
9. Employer issues
the risk of injury?
Did lack of supervision contribute to
Was there sufficient lighting?
this event?
Was crowding a factor?
Was there a sense of urgency to
complete the procedure?
A-9 Sample Form for Performing a Simple Root Cause Analysis
Page 2 of 2
Sharps Injury Prevention Workbook:

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