Direct Registration System Request - Incoming Form

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Direct Registration System Request - Incoming
A recent statement within the last 2 months from the transfer agent is required. Additional documents may be required upon request.
SCOTTRADE
ACCOUNT HOLDER INFORMATION
®
Account Title
Account Number
TRANSFER AGENT ACCOUNT INFORMATION
Transfer Agent Account Number or Account Key
Account Holder Social Security or Tax ID Number
Joint Account Holder Social Security or Tax ID Number
Security Name
Symbol
CUSIP (9 characters)
TRANSFER INSTRUCTIONS
Please check one of the four boxes.
Partial
Number of Shares
Full
Full, Liquidate any fractional shares and mail me the proceeds
Full, Liquidate, and Close my DRS/DRIP account at the transfer agent
THIRD-PARTY REQUEST INFORMATION
Complete this section if the registration held at the transfer agent is in a name other than on our Scottrade account. I authorize the following shares to
be received into the receiving account listed above. I understand that by making this transfer request, I am giving up my ownership rights of the shares.
Name
Social Security/Tax ID Number
Date of Birth
Third-Party
Signature(s)
X
Account Holder's Signature
Date
Street Address
City
State
Zip
X
Joint Account Holder's Signature
Date
Street Address
City
State
Zip
I hereby authorize the transfer of the above-listed from the transfer agent to my Scottrade
account.
®
X
Account Holder's Signature
Date
X
Date
Joint Account Holder's Signature
*SF4404*
Signature Verification via
Application
Signature Page
ID
Associate Initials
SF4404/12-15
Scottrade, Inc. - Member
FINRA
and
SIPC

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