Apra Form 701 - Australia (Page 2 of 3) in pdf

Table 2: Transaction level data on intermediated business placed directly, or indirectly through a foreign intermediary, with

unauthorised foreign insurers

Policy

Client code

Policy code

Invoice date

Effective date

APRA class of

Premium

Currency of

transaction

business

premium

type

UFI name

UFI country

Exemption

HVI limb

HVI value (#)

Atypical risk

Customised

code

type

class

reason

Note: It is an offence under section 137.1 of the Criminal Code Act 1995 to provide false or misleading information to a Commonwealth entity. The

Australian Prudential Regulation Authority is a Commonwealth entity.

Lodgement requirements

Requirements for forms

lodged in writing

If information is to be lodged in Table 1 only, the licensee

may lodge the information electronically or in writing.

If a form is lodged in writing, the form must be signed in

accordance with the requirements of section 912CA of the

If information is to be lodged in both Table 1 and Table 2,

Corporations Act 2001, as modified by regulation 7.6.08C of

the licensee must lodge the information electronically. If the

the Corporations Regulations 2001.

licensee is unable to lodge the information electronically,

the licensee must arrange an alternative method of

Licensees lodging by mail or in person must lodge with

lodgement with APRA.

APRA:

(a)

the signed, original form; and

Requirements for forms

(b)

any information, statements, explanations or other

lodged electronically

matters required by the form; and

A licensee must lodge a form electronically via the licensees

(c)

any other material required by the form.

portal provided by APRA. A licensee must undertake the

Licensees lodging by email must lodge with APRA:

steps required by APRA to become authorised to use the

portal.

(a)

the signed form in PDF (portable document format);

and

A document accompanying a form may only be lodged

electronically if APRA has approved, in writing, the

(b)

any information, statements, explanations or other

electronic lodgement of documents of that kind. If APRA

matters required by the form; and

has not approved the electronic lodgement of a document,

(c)

any other material required by the form.

the document may be lodged in writing.

Licensees lodging by email must retain signed original

APRA may approve the electronic lodgement of:

copies of the forms and attachments for a period of 7 years.

(a)

a particular kind of document; or

(b)

documents in a particular class of documents.

A document is taken to be lodged with APRA electronically

if it is lodged in accordance with APRA’s approval, including

any requirements of the approval as to authentication.

Page 2/3

Apra Form 701 - Australia Page 2

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