Authorization Form - Mrw Financial (Page 2 of 2) in pdf

At MRW Financial, protecting your privacy is very important to us. We are committed to safeguarding the

information you provide us and using it responsibly. Because of our commitment to you, we have adopted

and adhere to the following policy regarding the privacy of your personal information.

Collection of Information

We may collect nonpublic personal ﬁnancial information about you from some or all of the following

sources:

• Information we received from you on applications, new account forms and fact-ﬁnding questionnaires;

• Your transactions with us, our afﬁliates, and those product sponsors with whom we have vendor

agreements or other arrangements for the provision of services to you;

• Information we receive from non-afﬁliated third parties, including, but not limited to consumer reporting

agencies;

• Afﬁliated and unafﬁliated product sponsors with whom we have selling relationships and whose

products your own.

Disclosure of Information

We will not share nonpublic personal information concerning our potential, current, or former customers

with afﬁliated or unafﬁliated third parties, except as permitted by law. Nor will we share this information for

marketing purposes, except as permitted by law.

Generally, we may disclose customer nonpublic personal information to afﬁliates and non-afﬁliated third

parties that provide services to us or have contracts with us to supply the products or services that you

have requested through us. Examples of third parties with whom we may share your information include:

• Insurance companies, mutual fund companies, insurance support organizations, and other product

sponsors to affect purchases and sales and allow for the servicing of your account;

• Your advisor or broker/dealer;

• Clearing agencies through whom we clear and settle securities transactions;

• Third party investment advisory ﬁrms with whom we have relationships for the management of

customer advisory accounts;

• Businesses, such as banks and other ﬁnancial institutions with whom we have an agreement for the

marketing and sale of products and services;

• Regulatory or law-enforcement authorities; and

• Record-keeping companies

Where we share your nonpublic personal information with third parties for the purposes noted above, we

ensure that there are contractual restrictions on their use and disclosure of that information.

Protection of Information

We have security practices and procedures in place to prevent unauthorized use or access to your

nonpublic personal information. Within MRW Financial, your information is only available to those

individuals requiring access to process or service your transactions with us, and those fulﬁlling

compliance, legal or audit functions on our behalf. We maintain physical, electronic and procedural

safeguards to ensure the protection of your nonpublic personal information in accordance with state and

federal privacy regulations.

MRW Financial Inc.

310 S. Dale Mabry Hwy., Ste. 210

Tampa, FL 33609

P (813) 875-6331 | TF (800) 967-7661 | F (813) 875-7331!

For Advisor Use Only. Not for Public Dissemination. !

Rev. 06/11

Authorization Form - Mrw Financial Page 2

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