Form N-6 - United States Securities And Exchange Commission (Page 27 of 29) in pdf

Instructions.

1. Include the Registrant and the Depositor in the list or diagram and show the relationship of each company to the Registrant

and Depositor and to the other companies named, using cross-references if a company is controlled through direct ownership

of its securities by two or more persons.

2. Indicate with appropriate symbols subsidiaries that file separate financial statements, subsidiaries included in consolidated

financial statements, or unconsolidated subsidiaries included in group financial statements. Indicate for other subsidiaries

why financial statements are not filed.

Item 29. Indemnification

State the general effect of any contract, arrangements, or statute under which any underwriter or affiliated person of the Registrant

is insured or indemnified against any liability incurred in his or her official capacity, other than insurance provided by any underwriter

or affiliated person for his or her own protection.

Item 30. Principal Underwriters

(a) Other Activity. State the name of each investment company (other than the Registrant) for which each principal underwriter

currently distributing the Registrant’s securities also acts as a principal underwriter, depositor, sponsor, or investment adviser.

(b) Management. Provide the information required by the following table for each director, officer, or partner of each principal

underwriter named in the response to Item 20:

___________________________________________________________________________________________________________

(1)

(2)

Name and Principal

Positions and Offices

Business Address

with Underwriter

___________________________________________________________________________________________________________

Instruction. If a principal underwriter is the Depositor or an affiliate of the Depositor, and is also an insurance company,

the above information for officers or directors need only be provided for officers or directors who are engaged directly or

indirectly in activities relating to the Registrant or the Contracts, and for executive officers including the Depositor’s or its

affiliate’s president, secretary, treasurer, and vice presidents who have authority to act as president in his or her absence.

(c) Compensation From the Registrant. Provide the information required by the following table for all commissions and other

compensation received, directly or indirectly, from the Registrant during the Registrant’s last fiscal year by each principal

underwriter:

___________________________________________________________________________________________________________

(1)

(2)

(3)

(4)

(5)

Name of

Net Underwriting

Compensation on

Brokerage

Other Compensation

Principal

Discounts and

Events Occasioning

Commissions

Underwriter

Commissions

the Deduction of a

Deferred Sales Load

____________________________________________________________________________________________________________

Instructions.

1. Disclose the type of services rendered in consideration for the compensation listed under column (5).

2. Exclude information about bona fide contracts with the Registrant or its Depositor for outside legal or auditing services,

or bona fide contracts for personal employment entered into with the Registrant or its Depositor in the ordinary course of

business.

3. Exclude information about any service for which total payments of less than $5,000 were made during each of the Registrant’s

last three fiscal years.

4. Exclude information about payments made under any agreement whereby another person contracts with the Registrant or

its Depositor to perform as custodian or administrative or servicing agent.

Form N-6 - United States Securities And Exchange Commission Page 27

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