Form N-6 - United States Securities And Exchange Commission (Page 5 of 29) in pdf

GENERAL INSTRUCTIONS

Definitions

References to sections and rules in this Form N-6 are to the Investment Company Act of 1940 [15 U.S.C. 80a-1 et seq.] (the “Investment

Company Act”), unless otherwise indicated. Terms used in this Form N-6 have the same meaning as in the Investment Company Act or

the related rules, unless otherwise indicated. As used in this Form N-6, the terms set out below have the following meanings:

“Depositor” means the person primarily responsible for the organization of the Registrant and the person, other than the trustee or

custodian, who has continuing functions or responsibilities for the administration of the affairs of the Registrant. “Depositor” includes

the sponsoring insurance company that establishes and maintains the Registrant. If there is more than one Depositor, the information

called for in this Form about the Depositor must be provided for each Depositor.

“Portfolio Company” means any company in which the Registrant invests.

“Registrant” means the separate account (as defined in section 2(a)(37) of the Investment Company Act [15 U.S.C. 80a-2(a)(37)])

that offers the Variable Life Insurance Contracts.

“SAI” means the Statement of Additional Information required by Part B of this Form.

“Securities Act” means the Securities Act of 1933 [15 U.S.C. 77a et seq.].

“Securities Exchange Act” means the Securities Exchange Act of 1934 [15 U.S.C. 78a et seq.].

“Variable Life Insurance Contract” or “Contract” means a life insurance contract that provides for death benefits and cash values

that may vary with the investment experience of any separate account. Unless the context otherwise requires, “Variable Life Insurance

Contract” or “Contract” refers to the Variable Life Insurance Contracts being offered pursuant to the registration statement prepared on

this Form.

Filing and Use of Form N-6

What is Form N-6 used for?

Form N-6 is used by all separate accounts that are registered under the Investment Company Act as unit investment trusts and offering

Variable Life Insurance Contracts to file:

(a) An initial registration statement under the Investment Company Act and amendments to the registration statement;

(b) An initial registration statement under the Securities Act and amendments to the registration statement, including amendments

required by section 10(a)(3) of the Securities Act [15 U.S.C. 77j(a)(3)]; or

What is included in the registration statement?

(a) For registration statements or amendments filed under both the Investment Company Act and the Securities Act or only under

the Securities Act, include the facing sheet of the Form, Parts A, B, and C, and the required signatures.

(b) For registration statements or amendments filed only under the Investment Company Act, include the facing sheet of the Form,

responses to all Items of Parts A (except Items 1, 2, 3, and 14), B, and C (except Items 26 (c), (k), (l), (n), and (o)), and the

required signatures.

What are the fees for Form N-6?

No registration fees are required with the filing of Form N-6 to register as an investment company under the Investment Company

Act or to register securities under the Securities Act. If Form N-6 is filed to register securities under the Securities Act and securities are

sold to the public, registration fees must be paid on an ongoing basis after the end of the Registrant’s fiscal year. See section 24(f) [15

U.S.C. 80a-24f-2] and related rule 24f-2 [17 CFR 270.24f-2].

Form N-6 - United States Securities And Exchange Commission Page 5