Hedge Fund Subscription Procedure Page 10
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12(n)
an investment fund that distributes or has distributed its securities only to
(i)
a person that is or was an accredited investor at the time of the distribution,
(ii)
a person that acquires or acquired securities in the circumstances referred to in sections
2.10 [Minimum amount investment], or 2.19 [Additional investment in investment funds] of
NI 45-106, or
(iii) a person described in paragraph (i) or (ii) that acquires or acquired securities under section
2.18 [Investment fund reinvestment] of NI 45-106;
(o)
an investment fund that distributes or has distributed securities under a prospectus in a
jurisdiction of Canada for which the regulator or, in Québec, the securities regulatory authority,
has issued a receipt;
(p)
a trust company or trust corporation registered or authorized to carry on business under the Trust
and Loan Companies Act (Canada) or under comparable legislation in a jurisdiction of Canada or
a foreign jurisdiction, acting on behalf of a fully managed account managed by the trust company
or trust corporation, as the case may be;
(q)
a person acting on behalf of a fully managed account managed by that person, if that person is
registered or authorized to carry on business as an adviser or the equivalent under the securities
legislation of a jurisdiction of Canada or a foreign jurisdiction;
(r)
a registered charity under the Income Tax Act (Canada) that, in regard to the trade, has obtained
advice from an eligibility adviser or an adviser registered under the securities legislation of the
jurisdiction of the registered charity to give advice on the securities being traded;
(s)
an entity organized in a foreign jurisdiction that is analogous to any of the entities referred to in
paragraphs (a) to (d) or paragraph (i) in form and function;
(t)
a person in respect of which all of the owners of interests, direct, indirect or beneficial, except the
voting securities required by law to be owned by directors, are persons that are accredited
investors;
(u)
an investment fund that is advised by a person registered as an adviser or a person that is exempt
from registration as an adviser;
(v)
a person that is recognized or designated by the securities regulatory authority or, except in
Ontario and Québec, the regulator as an accredited investor; or
(w)
a trust established by an accredited investor for the benefit of the accredited investor’s family
members of which a majority of the trustees are accredited investors and all of the beneficiaries
are the accredited investor’s spouse, a former spouse of the accredited investor or a parent,
grandparent, brother, sister, child or grandchild of that accredited investor, of that accredited
investor’s spouse or of that accredited investor’s former spouse.
The foregoing representation is true and accurate as of the date of this certificate.
Dated: ______________________________, 20__
Signature of the Subscriber
Signature of Witness
Name of the Subscriber
Name of Witness
Signature of the Joint Subscriber (if an individual)
Signature of Witness
Name of the Joint Subscriber
Name of Witness
If the Subscriber is a Corporation, a Partnership or a Trust:
Name of Entity
By:
Signature
Name and Title of Authorized Signatory
SCHEDULE “B”
Form 45-106F9
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