144 Restricted Stock Forms Template, Form 144 - Notice Of Proposed Sale Of Securities

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144 Restricted Stock Forms Template
Today’s Date:
________________________________________________
Issuer / Company Information
Issuer Name:
________________________________________________
Issuer Tax ID:
________________________________________________
Issuer SEC File Number:
________________________________________________
Issuer Address:
________________________________________________
Issuer City:
________________________________________________
Issuer State:
________________________________________________
Issuer Zip:
________________________________________________
Issuer Phone:
________________________________________________
Exchange Where Issuer is Listed:
________________________________________________
No. of Outstanding Shares:
________________________________________________
Client Information
Client or Registered Holders Name:
________________________________________________
Client SSN / Tax ID:
________________________________________________
Client Relationship to Issuer:
________________________________________________
Affiliated to Issuer (if Yes, mark with “X”):
________________________________________________
Affiliated to Issuer (if No, mark with “X”):
________________________________________________
Client Address:
________________________________________________
Client City:
________________________________________________
Client State:
________________________________________________
Client Zip:
________________________________________________
Client / Brokerage Account No.:
________________________________________________
Broker Information
Broker Dealer or Correspondent Name:
________________________________________________
Broker Dealer Address:
________________________________________________
Broker Dealer City:
________________________________________________
Broker Dealer State:
________________________________________________
Broker Dealer Zip:
________________________________________________
Securities to be Sold Information
Pursuant to 144 (Mark with “X”):
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Title Class of Stock:
________________________________________________
Certificate No.:
________________________________________________
No. of Shares to be Sold:
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Aggregate Market Value:
________________________________________________
Approximate Date of Sale:
________________________________________________
Date Client Acquired Stock:
________________________________________________
Nature of Acquisition Trans:
________________________________________________
Name of Person from Whom Acquired:
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Amount of Securities Acquired in Trans:
________________________________________________
Date of Payment by Client for Stock:
________________________________________________
Nature of Payment by Client for Stock:
________________________________________________
Past 3 Month Sales Title Class of Stock:
________________________________________________
Past 3 Month Sales Approximate Date(s):
________________________________________________
Past 3 Month Sales No. Shares Sold:
________________________________________________
Past 3 Month Sales Gross Proceeds:
________________________________________________

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