Notice Of Transaction Pursuant To Rule 830-X-6-.12 Form - Alabama Securities Commission Page 3

ADVERTISEMENT

7.
The value of the securities sold or proposed to be sold in the transaction, determined in
accordance with Code of Alabama 1975, § 10-2B-6.21c, is:
Alabama
Other States
in money ………………………………..
(a)
(i)
$__________ $__________
in consideration other than money ……..
(ii)
$__________ $__________
total of (i) and (ii) ………………………
(iii)
$__________ $__________
8.
Exemption relied upon under Securities Act of 1933.
________________________________________________________________________
9.
List all exempt offerings made in the State of Alabama during the past four (4) years by
the issuer or any other issuer of which any of the persons named in Item 6 were a
principal. Include the name of the issuer, the name of the person listed in Item 6 and the
Alabama exemption relied up on by such issuer.
10.
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
11.
Date of Notice _______________
____________________________________
Issuer
( )
Check if issuer already has a
____________________________________
Consent to service of process on
Authorized Signature on behalf of issuer
File with the Commissioner
________________________________
Print name and title of signatory
Name, Address and Phone number of contact person:
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
Instruction: Each issuer (other than an Alabama corporation) filing a notice under Rule 830-X-6-.12 must
file a consent to service of process with a certified resolution (Forms U-2 and U-2A), unless it already has
a consent to service of process on file with the commissioner.

ADVERTISEMENT

00 votes

Related Articles

Related forms

Related Categories

Parent category: Legal
Go
Page of 3