Form Oc-401.1 - Initial Application For License To Appear On Behalf Of Claimant Page 4

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PRIVACY NOTIFICATION
The authority to request personal information from you, including identifying numbers such as
Federal Social Security and Federal Employer Identification Numbers, and the authority to maintain
such information, is found in Section 5 of the Tax Law. Disclosure of this information by you is
mandatory. The principal purpose for which this information is collected is to enable the Department
of Taxation and Finance to identify individuals, businesses and others who have been delinquent in
filing tax returns or may have understated their tax liabilities and to generally identify persons
affected by the taxes administered by the Commissioner of Taxation and Finance. The information
will be used for tax administration purposes and for any other purpose authorized by the Tax Law or
the Workers' Compensation Law.
The information collected will be held by the Licensing Unit, Workers' Compensation Board. All
inquiries regarding such records should be addressed to the Privacy Compliance Officer, Office of
the General Counsel, Workers' Compensation Board, 328 State Street, Schenectady, NY 12305, or
call (518) 486-9564.
_____________________________________________________________________________
If you have neither a Social Security Number or Federal Employer Identification Number,
please provide an explanation in the space below: (see Question 5 on page 1).
Signature of Applicant
OC-401.1 (9-07) Page 4

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