Form S-6 - Form For Registration Under The Securities Act Of 1933 Page 2

Download a blank fillable Form S-6 - Form For Registration Under The Securities Act Of 1933 in PDF format just by clicking the "DOWNLOAD PDF" button.

Open the file in any PDF-viewing software. Adobe Reader or any alternative for Windows or MacOS are required to access and complete fillable content.

Complete Form S-6 - Form For Registration Under The Securities Act Of 1933 with your personal data - all interactive fields are highlighted in places where you should type, access drop-down lists or select multiple-choice options.

Some fillable PDF-files have the option of saving the completed form that contains your own data for later use or sending it out straight away.

ADVERTISEMENT

Instruction 3. Contents of Registration Statement.
(a) The registration statement shall consist of the following:
(1) The facing sheet.
(2) A prospectus containing the information specified in the instructions hereinafter set forth.
(3) The undertaking required by Section 15(d) of the Securities Exchange Act of 1934, the form of which is hereinafter
set forth.
(4) A list of the papers and documents comprising the registration statement.
(5) The signatures to the registration statement.
(6) The written consents referred to in instruction 4, below.
(7) The exhibits specified in the instructions as to exhibits set forth at the end of the form.
(b) The papers and documents comprising the registration statement shall be assembled and filed in the order indicated
above. Two extra copies of the prospectus shall be filed to make up the five copies required by rule 800(a).
(c) These general instructions and the instructions as to the prospectus and as to exhibits are to be entirely omitted from the
registration statement as filed with the Commission.
Instruction 4. Written Consents.
(a) Section 7 of the Securities Act of 1933 requires the filing of written consents of certain experts. Rule 670 and 671 govern
respectively the filing of such written consents and application to dispense with the filing thereof. Any such expert who
is referred to or quoted in the prospectus shall specifically consent to such reference or quotation.
(b) Rule 672 requires the filing of written consents of persons who have not signed the registration statement but who are
named therein as about to become directors of the registrant.
INSTRUCTIONS AS TO THE PROSPECTUS
Instruction 1. Information to be Contained in Prospectus.
A prospectus for securities registered on this form shall contain the following information:
(a) The information which would be required by the items of form N-8B-2 if a registration statement on that form were
currently being filed, except items 7, 8, 36, 41 (b) and (c), 56, 57, 58 and 59.
(b) The following financial statements for the trust, prepared in accordance with the applicable provisions of regulation S­
X:
(1) A statement of condition as of a date within 90 days prior to the date of filing. If this statement is not certified, there
shall also be included a certified statement of condition as of a date within one year prior to the date of filing.
(2) Statements of income and other distributable funds for the last three fiscal years and any subsequent period up to
the date of the latest statement of condition, certified to the date of the latest certified statement of condition.
Notwithstanding paragraphs (1) and (2), all schedules may be omitted from the prospectus, except the information required by
columns A, F, G and H of Schedule I, and Schedules II, IV and V in support of the most recent financial statements filed for the
trust.
(c) The following financial statements for each depositor prepared in accordance with the provisions of item 59 (d) of form
N-8B-2 and the applicable provisions of regulation S-X.
(1) A balance sheet as of a date within 90 days prior to the date of filing. If this balance sheet is not certified there shall
also be included a certified balance sheet as of a date within one year prior to the date of filing.
2

ADVERTISEMENT

00 votes

Related Articles

Related forms

Related Categories

Parent category: Legal
Go
Page of 5