Form S-6 - Form For Registration Under The Securities Act Of 1933 Page 3
Download a blank fillable Form S-6 - Form For Registration Under The Securities Act Of 1933 in PDF format just by clicking the "DOWNLOAD PDF" button.
Open the file in any PDF-viewing software. Adobe Reader or any alternative for Windows or MacOS are required to access and complete fillable content.
Complete Form S-6 - Form For Registration Under The Securities Act Of 1933 with your personal data - all interactive fields are highlighted in places where you should type, access drop-down lists or select multiple-choice options.
Some fillable PDF-files have the option of saving the completed form that contains your own data for later use or sending it out straight away.
ADVERTISEMENT
1
2
3
4
5(2) A profit and loss statement for the last fiscal year and for any subsequent period up to the date of the latest balance
sheet, certified to the date of the latest certified balance sheet.
Notwithstanding paragraphs (1) and (2), all schedules may be omitted from the prospectus.
(d) If any expert named in the registration statement as having prepared or certified any part thereof was employed for such
purpose on a contingent basis or, at the time of such preparation or certification or at any time thereafter, had a substantial
interest in the Company or any affiliated person or was connected with the Company or any affiliated person as a
promoter, underwriter, voting trustee, director, officer, employee or affiliated person, furnish a brief statement of the
nature of such contingent basis, interest, or connection.
(e) The information, including financial statements, furnished pursuant to instruction 5 of the instructions as to exhibits,
which would be required to be included in a prospectus for securities registered on the form on which the information
is furnished.
Instruction 2. Presentation of Information.
The information required to be included in the prospectus need not follow the numerical sequence of the items of form N
8B-2. However, the information required by items 10, 11 and 13 of form N-8B-2 shall be set forth not further back than page three
of the prospectus.
Instruction 3. Negative Answers.
If the answer to any item of form N-8B-2 required by instruction 1, above, to be included in the prospectus is “Not applicable”,
“None”, or “No”, or otherwise in the negative and is not material, it may be omitted from the prospectus.
Instruction 4. Reconciliation and Tie.
A reconciliation and tie similar to that required by rule 801, giving a complete reconciliation and tie of the information shown
in the prospectus with the items of form N-8B-2, shall be filed.
(Note.—None of the following matter is required to be included in the prospectus.)
UNDERTAKING TO FILE REPORTS
Subject to the terms and conditions of Section 15 (d) of the Securities Exchange Act of 1934, the undersigned registrant
hereby undertakes to file with the Securities and Exchange Commission such supplementary and periodic information,
documents, and reports as may be prescribed by any rule or regulation of the Commission heretofore or hereafter duly adopted
pursuant to authority conferred in that section.
CONTENTS OF REGISTRATION STATEMENT
This registration statement comprises the following papers and documents:
The facing sheet.
The prospectus consisting of _____ pages.
The undertaking to file reports.
The signatures.
Written consents of the following persons:
The following exhibits:
3
ADVERTISEMENT
0 votes
Related Articles
Related forms
Related Categories
Parent category: Legal