Form C - Undertaking - Quarterly Reports - Colorado Department Of Regulatory Agencies Page 4

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b.
the date the order confirming the plan was entered by the
court or governmental authority;
c.
a fair summarization of the material features of the plan and,
pursuant to Item 6 of this form relating to exhibits, a copy of
the plan as confirmed;
d.
the number of shares or other units of the Registrant or its
parent issued and outstanding, the number reserved for
future issuance in respect of claims and interests filed and
allowed under the plan, and the aggregate total of such
numbers; and
e.
information as to the assets and liabilities of the Registrant or
its parent as of the date the order confirming the plan was
entered, or a date as close thereto as practicable. Such
information may be presented in the form in which it was
furnished to the court or governmental authority.
Item D.
Resignations of Registrant’s Directors.
i.
If a director has resigned or declined to stand for re-election to the
board of directors since the date of the last annual meeting of
shareholders because of a disagreement with the Registrant on any
matter relating to the Registrant's operations, policies or practices,
and if the director has furnished the Registrant with a letter
describing such disagreement and requesting that the matter be
disclosed, the Registrant shall state the date of such resignation or
declination to stand for re-election and summarize the director's
description of the disagreement.
ii.
If the Registrant believes that the description provided by the
director is incorrect or incomplete, it may include a brief statement
presenting its views of the disagreement.
iii.
The Registrant shall file a copy of the director’s letter as an exhibit
with the quarterly report required to be filed.
4

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