Application Form For Parties Wishing To Offer, Render, Furnish, Or Supply Electricity Or Electric Generation Services To The Public In The Commonwealth Of Pennsylvania Page 9

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h. START DATE: Provide the approximate date the Applicant proposes to begin services within the
Commonwealth.
5.
COMPLIANCE
a. CRIMINAL/CIVIL PROCEEDINGS: State specifically whether the Applicant, an affiliate, a predecessor of
either, or a person identified in this Application, has been or is currently the defendant of a criminal or civil
proceeding within the last five (5) years.
Identify all such proceedings (active or closed), by name, subject and citation; whether before an
administrative body or in a judicial forum. If the Applicant has no proceedings to list, explicitly state such.
b. SUMMARY: If applicable; provide a statement as to the resolution or present status of any such proceedings
listed above.
c. CUSTOMER/REGULATORY/PROSECUTORY ACTIONS:
Identify all formal or escalated actions or
complaints filed with or by a customer, regulatory agency, or prosecutory agency against the Applicant, an
affiliate, a predecessor of either, or a person identified in this Application, for the prior five (5) years, including
but not limited to customers, Utility Commissions, and Consumer Protection Agencies such as the Offices of
Attorney General. If the Applicant has no actions or complaints to list, explicitly state such.
d. SUMMARY: If applicable; provide a statement as to the resolution or present status of any actions listed
above.
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