Your Name _______________________________ CRD Number _______________
FORM ADV
Part 1A
Date _____________________________________ SEC 801-Number ____________
Page 3 of 16
I.
Do you have World Wide Web site addresses?
Yes
No
If ”yes,” list these addresses on Section 1.I. of Schedule D. If a web address serves as a portal through
which to access other information you have published on the World Wide Web, you may list the portal
without listing addresses for all of the other information. Some advisers may need to list more than one
portal address. Do not provide individual electronic mail addresses in response to this Item.
J.
Contact Employee:
___________________________________________________________________________
(name)
____________________________________________________________________________
(title)
________________________________ ____
____________________________________
(area code) (telephone number)
(area code) (facsimile number)
____________________________________________________________________
(number and street)
____________________________________________________________________
(city)
(state/country)
(zip+4/postal code)
_________________________________________________
(electronic mail (e-mail) address, if contact employee has one)
The contact employee should be an employee whom you have authorized to receive information and
respond to questions about this Form ADV.
K. Do you maintain some or all of the books and records you are required to keep under Section 204 of the
Advisers Act, or similar state law, somewhere other than your principal office and place of business?
Yes
No
If "yes,” complete Section 1.K. of Schedule D.
L. Are you registered with a foreign financial regulatory authority?
Yes
No
Answer “no” if you are not registered with a foreign financial regulatory authority, even if you have an
affiliate that is registered with a foreign financial regulatory authority. If "yes," complete Section 1.L. of
Schedule D.