Form Adv (Paper Version) - Uniform Application For Investment Adviser Registration And Report By Exempt Reporting Advisers

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FORM ADV (Paper Version)
UNIFORM APPLICATION FOR INVESTMENT ADVISER
REGISTRATION
AND
• REPORT BY EXEMPT REPORTING ADVISERS
DOMESTIC INVESTMENT ADVISER EXEUCTION PAGE
You must complete the following Execution Page to Form ADV. This execution page must be signed and
attached to your initial submission of Form ADV to the SEC and all amendments.
Appointment of Agent for Service of Process
By signing this Form ADV Execution Page, you, the undersigned adviser, irrevocably appoint the Secretary
of State or other legally designated officer, of the state in which you maintain your principal office and
place of business and any other state in which you are submitting a notice filing, as your agents to receive
service, and agree that such persons may accept service on your behalf, of any notice, subpoena, summons,
order instituting proceedings, demand for arbitration, or other process or papers, and you further agree that
such service may be made by registered or certified mail, in any federal or state action, administrative
proceeding or arbitration brought against you in any place subject to the jurisdiction of the United States, if
the action, proceeding or arbitration (a) arises out of any activity in connection with your investment
advisory business that is subject to the jurisdiction of the United States, and (b) is founded, directly or
indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the
Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of
1940, or any rule or regulation under any of these acts, or (ii) the laws of the state in which you maintain
your principal office and place of business or of any state in which you are submitting a notice filing.
Signature
I, the undersigned, sign this Form ADV on behalf of, and with the authority of, the investment adviser. The
investment adviser and I both certify, under penalty of perjury under the laws of the United States of
America, that the information and statements made in this ADV, including exhibits and any other
information submitted, are true and correct, and that I am signing this Form ADV Execution Page as a free
and voluntary act.
I certify that the adviser’s books and records will be preserved and available for inspection as required by
law. Finally, I authorize any person having custody or possession of these books and records to make them
available to federal and state regulatory representatives.
Signature:
__________________________
Date:
____________________
Printed Name: __________________________
Title:
____________________
Adviser CRD Number: ____________________
SEC 1707 (07-17)
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