Form I - Franchise Broker Registration

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Form I - Franchise Broker Registration Form
FRANCHISE BROKER REGISTRATION FORM
FEE:$150.00
(To be enclosed by Applicant at
time application is filed)
1. Name of Franchise Broker:_____________________________
2. Franchise Broker’s principal business address and telephone number:
____________________________________________
3. State whether the Franchise Broker:
A.
Has an administrative, criminal or material civil action pending against
that person alleging a violation of franchise, antitrust or securities law, or
alleging fraud, unfair or deceptive practices, or any comparable
allegations?
Yes ___
No ___
If you answered “yes”, please provide:
1. Names of the parties:
2. Forum, nature and current status of the pending action:
3. Case or proceeding identification number:
B.
Has ever been convicted of or pleaded nolo contendere to a felony
charge; or been held liable or enjoined in a civil action by final judgment
or been the subject of a material action involving an alleged violation of a
franchise, antitrust or securities law, or allegations of fraud, fraudulent
conversion or misappropriation of property, unfair or deceptive practices,
or comparable allegations?
Yes ___
No ___
If you answered “yes”, please provide:
1. Names of the parties:
2. The forum:
3. Case or proceeding identification number:

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