Form I - Franchise Broker Registration Page 2

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C.
Is subject to a currently effective injunction or restrictive order or decree
resulting from a pending or concluded action brought by a public agency
and relating to the franchise, or to a Federal, State or Canadian franchise,
securities, antitrust, trade regulation or trade practice law.
Yes ____
No ____
If you answered “yes”, please provide:
1.
Name of the person:
2.
Public agency or court:
3.
Case or proceeding identification number:
4. Franchise Broker designates the New York Secretary of State as agent to receive
process in its Consent to Service of Process, a copy of which is enclosed.
Franchise Broker:_______________
By:___________________________
Name:_________________________
Title:__________________________
STATE OF____________ )
)
COUNTY OF __________)
Personally appeared before me this ___ day of _____, 20__, the above-named
____________________, to me known to be the person who executed the foregoing application
(as _____________________ of the above name applicant) and, after being administered an
oath and duly sworn, swore upon oath that said application, and all exhibits submitted herewith,
are true and correct.
Notary Public
________________
My Commission Expires: ________________

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