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FFIEC 009a

Column 1: Amount of Cross-border Claims

Columns 8 and 9: Distribute the amounts in Column 1

Outstanding After Mandated Adjustments for

according to time remaining to maturity as deﬁned in

Transfer of Exposure (excluding derivative

Form FFIEC 009. One Year and Under (Column 8) and

products)

Over One Year (Column 9).

For each country line reportable on the FFIEC 009a

In completing Columns 8 and 9, estimates may be used.

report, report in Column 1 the sum of the following

columns from Schedule 1 of the FFIEC 009 report:

Part B

Column 4, Schedule 1

Provide the name of each country not listed in Part A

Less Column 8, Schedule 1

where the institution has exposure, as deﬁned for Col-

Less Column 9, Schedule 1

umn 4 of Part A, that exceeds 0.75 percent but does not

Less Column 10, Schedule 1

exceed 1 percent of the reporting institution’s assets or is

Plus Column 11, Schedule 1

between 15 percent and 20 percent of its total capital,

Plus Column 12, Schedule 1

whichever is less. In the box provided, give the total

Plus Column 13, Schedule 1

amount of exposure to all of the countries listed in

Part B.

Column 2: Amount of Net Local Country Claims

(including derivative products)

Optional Management Statement

Concerning the Country Risk Information

List the total amount of net local country claims on local

Reported On FFIEC 009a

residents: From the FFIEC 009 report, Local Country

Claims (Column 18 of Schedule 1 and Column 6 of

The management of the reporting institution may, if it

Schedule 2) less Local Country Liabilities (Column 19

wishes, submit a brief statement concerning the data

of Schedule 1 and Column 7 of Schedule 2), if the

submitted on this report. This statement may be used by

difference is positive (do not include if the difference is

management to explain any differences between the

negative).

information contained in this report and information ﬁled

with the Securities and Exchange Commission pursuant

Column 3: Amount of Cross-Border Claims

to U.S. securities laws, or to provide any other informa-

Outstanding from Derivative Products after

tion concerning the data that management believes would

Mandated Adjustments for Transfer of Exposure

further public understanding of the reporting institutions

country exposure.

List the total amount of cross-border claims from deriva-

tive products: From the FFIEC 009 report, Column 4,

All information in the narrative statement must be accu-

Schedule 2.

rate and not misleading. Appropriate efforts shall be

taken by the ﬁling institution to ensure the statement’s

Column 4: Adjusted Cross-Border and Foreign

accuracy.

Ofﬁce Local Country Claims

As this optional statement will be made available to the

Total of Column 1 plus Column 2 plus Column 3.

public as submitted, institutions choosing to submit it

should ensure that the statement does not contain infor-

Columns 5 to 9: Distribution of Cross-Border

mation that they are not willing to have made public or

Claims Outstanding (excluding derivative products)

that would compromise the privacy of their customers.

Columns 5, 6, and 7: Distribute the amounts in Column

The optional statement must be entered in the space

1 by type of borrower: Banks (Column 5), Public Sector

provided on form 009a, with no use of additional sheets.

Entities (Column 6), and Other (Column 7). The deﬁni-

Photo copies of the report will be provided to the public

tion of these groups are as given in the instructions to

upon request. Only information entered within the space

Form FFIEC 009. The sum of Columns 5, 6, and 7 must

provided on the form will be copied and made available

equal Column 1.

to the public.

Instructions for Preparation of Reporting Form FFIEC 009a

GEN-2

December 1997

Form Ffiec 009a - Country Exposure Information Report - Federal Deposit Insurance Corporation Page 4

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