Form 08-115a - Complaint Form - State Of Alaska Division Of Banking And Securities Page 7

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15. Did you discuss your investment objectives and the amount of risk that was acceptable to you
before you made the investment?
Yes
No
If "Yes," please provide the name of the person with whom you spoke and the date that you spoke:
What were your investment objectives at the times of this investment?
What was your risk tolerance at the time of this investment?
16. Please explain the circumstances surrounding your complaint. If you need more space, please
attach additional sheets of paper. It is important to include as many details about the transaction(s)
as possible, regardless of how insignificant those details may seem. Please be as specific as
possible.
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