Form 8-R - Individual Application Template Page 22
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38TEMPLATE: DO NOT SEND TO NFA
INDIVIDUAL APPLICATION (FORM 8-R)
COMMODITY FUTURES TRADING COMMISSION
NATIONAL FUTURES ASSOCIATION
Disciplinary Information – Regulatory Disclosures (cont.)
Applicants with all “No” answers above answer this question
Even though you answered “No” to all of the above questions, would you like to provide a Regulatory DMP?*
Yes
No
Applicants with “Yes” answers above answer this question
Will you be filing a Regulatory DMP with respect to a new matter?*
Yes
No
*Required to file application
Page 22 | OMB Numbers 3038-0023 (exp. November 30, 2018) & 3038-0072 (exp. July 31, 2018) | CFTC Form 8-R (April 2017)
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