Form 8-R - Individual Application Template (Page 9 of 38) in pdf

Form 8-R - Individual Application Template Page 9

TEMPLATE: DO NOT SEND TO NFA

INDIVIDUAL APPLICATION (FORM 8-R)

COMMODITY FUTURES TRADING COMMISSION

NATIONAL FUTURES ASSOCIATION

Instructions for Using the Individual Application Template

Individuals filing as Branch Office Managers must indicate whether they will satisfy the Branch Manager

proficiency requirements using the Branch Manager Examination (Series 30) or an alternative. The individual

does not complete the Branch Manager proficiency section if the individual has already satisfied the Branch

Manager proficiency requirements. An individual will have already satisfied the Branch Manager proficiency

requirements if NFA has evidence that the individual has taken and passed the Series 30 and since the date the

individual last ceased acting as a branch office manager, there has not been a period of two consecutive years

during which he or she has not been registered as an AP.

Additional Assistance

Additional information regarding registration requirements and specific topics can be found on the Registration

page of NFA’s website at NFA’s Information Center, (800-621-3570 or 312-781-1410), is

also available to provide assistance. Its normal hours are Monday through Friday, from 8:00 AM to 5:00 PM, CT.

Page 9 | OMB Numbers 3038-0023 (exp. November 30, 2018) & 3038-0072 (exp. July 31, 2018) | CFTC Form 8-R (April 2017)

Form 8-R - Individual Application Template Page 9