Form Tr-1 - Standard Form For Notification Of Major Holdings Page 6

ADVERTISEMENT

vii
The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which
voting rights are attached even if the exercise thereof is suspended.
viii
If the holding has fallen below the lowest applicable threshold in accordance with the Regulations and the Transparency Rules the
holder is not obliged to disclose the extent of the holding only that the holding is “below 3%” or “below 5%” as appropriate.
ix
In case of combined holdings of shares with voting rights attached "direct holding" and voting rights "indirect holding", please split
the voting rights number and percentage into the direct and indirect columns – if there is no combined holdings, please leave the
relevant box blank.
x
Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.
xi
If the financial instrument has such a period – please specify this period – for example once every 3 months starting from [date].
xii
In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta-adjusted basis
(Regulation 17(4) of the Regulations/Article 13(1a) of Directive 2004/109/EC).
xiii
If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second
option applies.
xiv
The full chain of controlled undertakings, starting with the ultimate controlling natural person or legal entity, has to be presented
also in cases in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the
notification, as only thus will the markets get a full picture of the group holdings. In the case of multiple chains through which the
voting rights and/or financial instruments are effectively held, the chains have to be presented chain by chain leaving a row free
between different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.).
xv
The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be
presented irrespective of whether the controlled undertakings cross or reach the lowest applicable threshold themselves.
xvi
Example: Correction of a previous notification.

ADVERTISEMENT

00 votes

Related Articles

Related forms

Related Categories

Parent category: Legal
Go
Page of 6