Application For Certificate Of Authority To Operate A Lending Company (Lc) Form (Page 2 of 2) in pdf

Application For Certificate Of Authority To Operate A Lending Company (Lc) Form Page 2

Circular 6, Series of 2008 (MC6S08)

3. Management Representation required under above said

MC6S08

4. Latest required GIS

5. Latest required Audited Financial Statements, OR

notarized Interim FS signed by the President & Treasurer

6. All documents required for Filing of Amended Articles of

Incorporation/Certificate of Increase in Capital Stock

7. Monitoring Clearance from appropriate Department/Division

Notes:

1. Submit original + 3 copies.

2. Use size A4 bond paper.

3. Only applications which are complete and compliant in

form and substance shall be issued the Payment

Assessment Form.

Remarks:

Authorized Representative

Securities Counsel/Specialist

(Indicate full name and designation/title.)

___________________________________________________________________________________________________________________

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C-Complied with

NC-Not Complied with

N/A-Not Applicable

Note: This Checklist must be submitted to form part of the application.

tva/ngb.lu.clist.lc.branch

Application For Certificate Of Authority To Operate A Lending Company (Lc) Form Page 2