Hedge Fund Subscription Procedure Page 5
ADVERTISEMENT
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23(h)
AGF is not being retained as the Investor's portfolio manager under this
Subscription Agreement nor has the Investor received from AGF any advice,
assurance or guarantee as to the expected results or performance of the Fund;
(i)
no securities commission or similar regulatory authority has reviewed or passed
on the merit of the Units of the Funds, there is no government or other insurance
covering the Units of the Funds, there are risks associated with the purchase of
Units of the Funds, and there are restrictions on the Investor’s ability to resell the
Units of the Funds other than by way of redemption;
(j)
any Dealer through whom it purchases each Fund subscribed to is not acting as
agent of a Fund subscribed to and has no authority to make any representations on
behalf of each Fund subscribed to;
(k)
the Declaration of Trust can be modified in certain circumstances without the
approval of Unitholders, as permitted by the Declaration of Trust or applicable
law;
(l)
the investment portfolio, investment policy guidelines and trading procedures of
the Funds are proprietary in nature and the Investor agrees that all information
relating to such investment portfolio, guidelines and trading procedures will be
kept confidential by the Investor and will not be disclosed to third parties
(excluding the Investor’s professional advisers) without the written consent of
AGF; and
(m)
under certain circumstances, as described in the Offering Memorandum, units of
the Fund held by the Investor may be redeemed mandatorily by the Fund.
7.
Anti-Money Laundering and Anti Terrorist Financing Legislation:
In order to comply with Canadian legislation aimed at the prevention of money laundering and
terrorism financing, AGF may require additional information concerning Investors from time to
time, and the Investor agrees to provide all such information.
8.
Notice and Authorization of Collection and Use of Personal Information:
Investors should be aware that the Funds are required to file with the securities regulator in the
Investor’s province or territory of residence a report setting out the Investor’s name and address,
the class of Units issued, the date of issuance and the purchase price of Units issued to the
Investor. Such information is collected indirectly by securities regulators under the authority
granted to them in securities legislation, for the purposes of the administration and enforcement
of the securities legislation in each province and territory. By submitting this Subscription
Agreement, the Investor authorizes such indirect collection of information. The Investor can
contact their securities regulator for more information about such indirect collection of
information. Local contact information for securities regulators is available at
administrators.ca.
5
ADVERTISEMENT
0 votes
Related Articles
Related forms
Related Categories
Parent category: Financial