Form Tdl-1 - Takeover Offeror Report Regarding Participating Broker-Dealer And Affiliate Transactions With The Target Company

ADVERTISEMENT

Form TDL-1
Effective: 3/10/90
General Instructions
COM M ONW EALTH OF PENNSYLVANIA
PENNSYLVANIA SECURITIES COMM ISSION
Eastgate Office Building, 2nd Floor, 1010 N. 7th Street
Harrisburg, PA 17102-1410
(717) 787-8061
(1-800-600-0007 in PA)
Takeover Offeror Report Regarding Participating Broker-Dealer
and Affiliate Transactions with the Target Company
GENERAL INSTRUCTIONS
1. Two completed and manually signed Forms and all attachments should be filed with the Commission.
If mailed, it is advisable to send it by registered or certified mail, postage prepaid, return receipt
requested.
2. Typewrite or print all answers in the space provided. If the space is insufficient, attach a schedule to
the Form and make reference in the Form to each item included in the schedule.
3. Do not abbreviate names or use initials. All questions should be answered fully.
4. The Form filed with the Commission must be m anually signed by the Offeror. If the Offeror is a
corporation, it should be signed in the name of the corporation by an executive officer duly authorized;
if a partnership, it should be signed in the name of the partnership by a general partner; and if an
unincorporated association or other organization not a partnership, this Form should be signed in the
name of such organization by a person responsible for the direction or management of its affairs.
5. All terms used in the Form shall have the same meaning as set forth in section 3 of the Takeover
Disclosure Law, 70 P.S. §§ 70 et seq. (Act).
6. The Offeror may respond to Item 5 by attaching, as an exhibit to this Form, a copy of any written
communication between the [O]fferor and the persons identified in Item 4 which describe the rendering
to the Target Company of any services enumerated in Item 5(A) through (D), inclusive.
7. No filing fee is required with this Form .
8. Please rem ove this instruction sheet before filing this Form .
49

ADVERTISEMENT

00 votes

Related Articles

Related forms

Related Categories

Parent category: Legal
Go
Page of 3