Indemnity Bond For Investment Adviser Form printable pdf download

STATE OF IDAHO

DEPARTMENT OF FINANCE

Securities Bureau

INDEMNITY BOND FOR INVESTMENT ADVISER

STATE OF IDAHO

)

) ss.

COUNTY OF

)

KNOW ALL MEN BY THESE PRESENTS, that

(Investment Adviser)

of the County of___________________________, State of_______________________________, as Principal and

______________________________, State of_________________________________, a surety corporation duly

qualified to do business in the State of Idaho as surety, is held and firmly bound unto the State of Idaho, and/or any

person, firm or corporation interested, in the sum of TWENTY-FIVE THOUSAND DOLLARS ($25,000) lawful

money of the United States of America for the payment whereof well and truly to be made, we do bind ourselves,

our and each of our heirs, assigns, executors and administrators, jointly and severally, firmly by these presents.

The condition of this obligation is such, that whereas, the Idaho Department of Finance, under the provisions

of the Uniform Securities Act (2004) of the State of Idaho, has registered the said PRINCIPAL herein named as a

Investment Adviser to sell securities in the state of Idaho.

AND WHEREAS, the said Investment Adviser is authorized by said Act to appoint Agents and represent

and assist said Investment Adviser in the sale of said securities.

NOW THEREFORE, if the above bounded PRINCIPAL herein named shall truly report to the Idaho

Department of Finance the names and addresses of all agents so appointed and employed in the sale of said

securities, and said PRINCIPAL herein named as such Investment Adviser, and each and every Agent registered by

said Investment Adviser shall well and truly comply with the provisions of the Uniform Securities Act (2004) of the

State of Idaho, and then this obligation to be void, otherwise to remain in full force and effect.

PROVIDED, HOWEVER, AND UPON THE FOLLOWING EXPRESS CONDITIONS:

That, every person having a cause of action under the Uniform Securities Act (2004) of the State of Idaho,

may initiate suit in any court of competent jurisdiction against the PRINCIPAL and/or the surety upon this bond. No

suit may be maintained to enforce any liability on the bond unless brought within three years after the sale or other

act upon which it is based.

PROVIDED, always, that nothing herein shall be construed to make the total maximum liability hereunder

of the above named PRINCIPAL and/or surety more than TWENTY-FIVE THOUSAND DOLLARS regardless of

the number of acts of omission or commission of the above named PRINCIPAL and/or its agents.

INDEMNITY BOND FOR INVESTMENT ADVISER - 1

(Continued on Reverse)

Indemnity Bond For Investment Adviser Form