Form Hud-11701 - Application For Approval Fha Lender And/or Ginnie Mae Mortgage-Backed Securities Issuer - 2003

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Application for Approval
OMB Approval Numbers 2502-0005
U.S. Department of Housing and Urban Development
FHA Lender and/or Ginnie Mae
(exp. 08/31/2003)
Federal Housing Administration and
Mortgage-Backed Securities Issuer
Government National Mortgage Association
Public Reporting Burden for this collection of information is estimated to average 1.25 hours per response, including the time for reviewing instructions,
searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information.
The information requested on this form is required by 24 CFR Part 202 and Sec. 306(g) of the National Housing Act or by HUD Handbooks 4060.1 and
5500.3. The information collected assists FHA and Ginnie Mae in determining which lenders should be approved to participate in the FHA single and
multifamily insurance programs and/or the Ginnie Mae Mortgage Backed Securities Program. It is used to help FHA minimize its risk in insuring single-
family and multifamily mortgages and Ginnie Mae to minimize its risk. Applicants are not required to respond to this collection of information unless a
currently valid approved OMB control number is displayed on the form.
Privacy Act Statement. Names and Social Security Numbers are requested in order for the Department to obtain positive identification of the applicant’s
officers, directors, stockholders and employees who have authority to obligate the applicant. The information requested will be used solely to determine
the eligibility of the individuals to participate in the Department’s mortgage insurance programs. The Department is authorized to request this information
by Executive Order 9397 and it will not be disclosed outside the Department without prior consent except as required or permitted by law. The Social
Security Numbers are provided to HUD on a voluntary basis. Failure to provide this information could cause delay in processing of the applications.
Instructions for Completing Form HUD-11701
Applicants seeking qualification as a FHA-approved lender/mortgagee or loan correspondent under the Title I and/or Title II programs and/
or as an approved issuer with the Government National Mortgage Association (“Ginnie Mae”), must complete the appropriate sections of
this form.
Qualified applicants may obtain one of the following three types of approval:
1. FHA Approval Only
Applicants seeking only FHA approval must complete Sections A, B, and C of this form and provide the supplemental information
requested. The application fee is nonrefundable and is $1,000 for Title I, Title II, or for both; there is no additional fee if the applicant is
already approved for one program. The application and fee must be sent to the appropriate address shown below.
2. Ginnie Mae Approval Only
Applicants seeking only Ginnie Mae approval must complete Sections A, B, D or E, and F of this form and provide the supplemental
information requested. A nonrefundable application fee of $250 made payable to Ginnie Mae is required at the time of making the
application. The fee is to be included with the application package. The application and fee must be sent to the appropriate address shown
below.
3. FHA and Ginnie Mae Approval
Applicants seeking both FHA and Ginnie Mae approval must complete Sections A, B, C, D or E, and F of this form and provide the
supplemental information requested. Separate fees are to be paid for each program as specified above. The application and fee must
be sent to both FHA and Ginnie Mae at the appropriate addresses shown below.
4. Conversion of FHA Status
An applicant already approved for Title I or Title II and wishing to convert its status, must complete Section A and each changed item in
Section C. If there are no changes regarding officers or owners, item 11 in Section A may be omitted. The applicant must submit the
application together with the supplemental information to the appropriate address shown below. The nonrefundable conversion fee is $300
for Title I, Title II, or Title I and Title II at the same time and must be sent to the appropriate address shown below.
Addresses for Submission of Application and Fee:
Fee for FHA Title I approval or conversion:
Applications for FHA approval only, sent by U.S. Mail:
U.S. Department of Housing and Urban Development
U.S. Department of Housing and Urban Development
P. O. Box 198608
Lender Approval & Recertification Division
Atlanta, GA 30384
Rm B133 / P3214
451 7th Street, SW
Fee for FHA Title II approval or conversion, or fee for FHA Title I and
Washington, D.C. 20410-8888
Title II approval or conversion:
U.S. Department of Housing and Urban Development
Applications for FHA approval only, sent by delivery service:
P. O. Box 198619
U.S. Department of Housing and Urban Development
Atlanta, GA 30384
Lender Approval & Recertification Division
Suite 3214
490 L'Enfant Plaza East, SW
Washington, D.C. 20024-2118
Applications for Ginnie Mae approval only:
Government National Mortgage Association
Room 6204
451 7th Street, SW
Washington, D.C. 20410-9000
Previous editions are obsolete.
form HUD-11701 (07/2003)
Replaces HUD-92001, 92001-D and LD
Page i
ref Handbooks 5500.3, Rev. 1 and 4060.1

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