Page 7 of 8
PART VI Post-Issuance Compliance Procedures and Educational Resources
6a. Do you have written procedures to ensure timely identification of violations of federal tax
Yes
No
requirements after your Advance Refunding Bonds are issued and the timely correction
of any violations?
If Yes, date such written procedures were implemented?
(mm/dd/yyyy)
Yes
No
Yes, do your written procedures specifically identify responsible individuals by job title?
If
If Yes, describe in detail your written procedures and how they are implemented to
ensure the timely identification and correction of any violations of federal tax
requirements. In lieu of this description you may attach a copy of your written
procedures.
(attach sheet with description)
6b. Do you have written procedures to ensure timely identification and correction of
Yes
No
violations of federal tax requirements related to your refunded bonds which might also
impact your Advance Refunding Bonds?
If Yes, date such written procedures were implemented?
(mm/dd/yyyy)
If Yes, do your written procedures specifically identify responsible individuals by job title?
Yes
No
If Yes, describe in detail your written procedures and how they are implemented to
ensure the timely identification and correction of any violations of federal tax
requirements. In lieu of this description you may attach a copy of your written
procedures.
(attach sheet with description)
6c. Do you provide training or educational resources to personnel in your entity who are
Yes
No
responsible for monitoring post-issuance compliance matters related to your Advance
Refunding Bonds?
If Yes, describe such training and educational resources provided
(attach sheet with
description)
14246
Catalog Number 57701Q
Form
(Rev. 05-2011)