Form Ats-1 - Application For Exemption From Accounting Requirements Of Article 23 printable pdf download

Form Ats-1 - Application For Exemption From Accounting Requirements Of Article 23

ATS-1 (Rev. 11/95)

APPLICATION FOR EXEMPTION FROM

ACCOUNTING REQUIREMENTS OF ARTICLE 23

RE:

NAME OF COMPANY: _____________________________________________

ADDRESS OF COMPANY: __________________________________________

NAME OF PRODUCTION: __________________________________________

______________________________________________________________

Based on the following facts and representations, we hereby apply for an exemption from the

requirement of furnishing a "certified statement" to investors and the Office of the Attorney

General pursuant to Section 23.03 (2) of the Arts and Cultural Affairs Law. We make such

application for exemption pursuant to Section 51.6, 13 NYCRR Part 51 and represent that we

will comply with Section 51.2 through 51.5 of such Regulations.

PLEASE ANSWER THE FOLLOWING QUESTIONS:

1. The total capitalization of the offering is $____________.

2. The interests therein have been offered to ______ persons.

3. Is this production part of an investment pool? Yes _______ No _______

4. The name, address and the telephone number of the accountant(s) employed or to be employed

by the producer(s) in connection with the above production are:

_________________________________________________________________________

5. The name, address and telephone number of the attorney(s) employed by the producer(s) in

connection with the above production are:

____________________________________________________________________________

_____________________________________________________________________________

6. Have any of the General Partners had theatrical offerings filed with the Office of the Attorney

General within the five years prior to the date of this application?

Yes _______ No _______

a) If yes, please list the names of the companies and the shows they produced:

______________________________________________________________________________

_____________________________________________________________________

b) Are the above listed production companies currently in compliance with the financial

reporting requirements of Section 23.03(2) of the Arts and Cultural Affairs Law and the

regulations thereunder?

Yes ______ No ______

Form Ats-1 - Application For Exemption From Accounting Requirements Of Article 23