Form M-1 - Broker-Dealer Statement - 1989 Page 6

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To complete this filing a State Notice must be filed with the Secretary of State in Albany. Also in
the case of non-resident Brokers, a Consent to Service of Process must be filed with the Secretary
of State. All changes or to this form must be submitted on NY Form M-3 with $20 fee.
(ea)
**Found on the fee receipt you received for your original filing.

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