Sample Investment Management Agreement
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21Reviewed by BLG - April 21, 2010
Sample Investment Management Agreement
Notice
This sample investment management agreement is intended only to provide general guidance to Portfolio
Management Association of Canada (“PMAC”) members and is not intended to be and should not be
construed or relied upon as legal or other advice. PMAC assumes no liability by providing this sample
investment management agreement to its members or any other person or entity. Sections of this
investment management agreement in italics may or may not apply in any particular situation. This
agreement assumes that the client is an institutional investor – modifications will be necessary if the client
is an individual. Users should carefully review the portions in italics to determine applicability.
Bolded references to National Instrument 31-103 are intended as guidance only and should be removed
from the final version of the Agreement.
[Date]
To:
Dear:
Re: Investment Management Agreement (the “Agreement”) between [Full legal name of PMAC
member] (the “Manager”) and ______________________________ (the “Client”)
[– Investment Management Account No: ______]
The following are the terms under which the Client appoints the Manager as manager of the Client’s
account with the Manager (the “Account”). The custodian of the Account (the “Custodian”) is
__________________________.
1.
DATE OF APPOINTMENT
This appointment is effective as of _______________________ (the “Effective Date”).
1.1
2.
OWNERSHIP
2.1
The Account is or will be registered in the name of:
[Note: indicate as tenants in common or joint tenancy with right of survivorship where
applicable.]
Where the Account is registered in the name of more than one individual, the Manager is
entitled to accept instructions from any one of such individuals or his or her legal
representative without notice to, or the consent of, any other individual.
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