Sample Investment Management Agreement Page 17
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Date
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(i)
a pension fund that is regulated by either the Office of the Superintendent of
Financial Institutions (Canada) or a pension commission or similar regulatory
authority of a jurisdiction of Canada,
(j)
an individual who, either alone or with a spouse, beneficially owns, directly or
indirectly, financial assets having an aggregate realizable value that before taxes,
but net of any related liabilities, exceeds $1,000,000,
(k)
an individual whose net income before taxes exceeded $200,000 in each of the 2
most recent calendar years or whose net income before taxes combined with that
of a spouse exceeded $300,000 in each of the 2 most recent calendar years and
who, in either case, reasonably expects to exceed that net income level in the
current calendar year,
(l)
an individual who, either alone or with a spouse, has net assets of at least
$5,000,000,
(m)
a person, other than an individual or investment fund, that has net assets of at least
$5,000,000 as shown on its most recently prepared financial statements,
(n)
an investment fund that distributes or has distributed its securities only to
(i)
a person that is or was an accredited investor at the time of the
distribution,
(ii)
a person that acquires or acquired securities with an aggregate value of not
less than $150,000 under certain minimum purchase or additional
investment exemptions specified in sections 2.10 and 2.19 of NI 45-106,
or
(iii)
a person described in paragraph (i) or (ii) that acquires or acquired
securities under the investment fund reinvestment exemption specified in
section 2.18 of NI 45-106,
(o)
an investment fund that distributes or has distributed securities under a prospectus
in a jurisdiction for which the regulator or, in Québec, the securities regulatory
authority, has issued a receipt,
(p)
a trust company or trust corporation registered or authorized to carry on business
under the Trust and Loan Companies Act (Canada) or under comparable
legislation in a jurisdiction of Canada or a foreign jurisdiction, acting on behalf of
a fully managed account managed by the trust company or trust corporation, as
the case may be,
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