Sample Investment Management Agreement Page 16
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Date
Page 16
SCHEDULE [●]
ACCREDITED INVESTOR CERTIFICATION
(Section [13.1(d)])
This Accredited Investor Schedule is referred to in, and forms part of, the
Investment Management Agreement of the Client in connection with the potential
investment in Pooled Funds by the Account. All defined terms not defined in this
Schedule are defined in the Investment Management Agreement.
As part of the Investment Management Agreement of the Client, the Client
covenants, represents and warrants to the Pooled Funds and the Manager that the
Client is an accredited investor because the Client is:
(Please initial the box beside the appropriate category and execute and date this
Schedule)
(a)
a Canadian financial institution, or a Schedule III bank,
(b)
the Business Development Bank of Canada incorporated under the Business
Development Bank of Canada Act (Canada),
(c)
a subsidiary of any person referred to in paragraphs (a) or (b), if the person owns
all of the voting securities of the subsidiary, except the voting securities required
by law to be owned by directors of that subsidiary;
(d)
a person registered under the securities legislation of a jurisdiction as an adviser
or dealer, other than a person registered solely as a limited market dealer under
one or both of the Securities Act (Ontario) or the Securities Act (Newfoundland
and Labrador),
(e)
an individual registered or formerly registered under the securities legislation of a
jurisdiction as a representative of a person referred to in paragraph (d),
(f)
the Government of Canada or a jurisdiction of Canada, or any crown corporation,
agency or wholly owned entity of the Government of Canada or a jurisdiction of
Canada,
(g)
a municipality, public board or commission in Canada and a metropolitan
community, school board, the Comité de gestion de la taxe scolaire de l'île de
Montréal or an intermunicipal management board in Québec,
(h)
any national, federal, state, provincial, territorial or municipal government of or in
any foreign jurisdiction, or any agency of that government,
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