Form N-Px - Annual Report Of Proxy Voting Record Of Registered Management Investment Company
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3United StateS
OMB APPROVAL
SecUritieS and exchange commiSSion
OMB Number:
3235-0582
Washington, dc 20549
Expires:
March 31, 2018
Estimated average burden
hours per response. . . . . . . 7.2
FORM N-PX
annUaL rePort oF ProxY Voting record oF regiStered management inVeStment
comPanY
Investment Company Act file number_____________________________________________________________________________
____________________________________________________________________________________________________________
(Exact name of registrant as specified in charter)
____________________________________________________________________________________________________________
(Address of principal executive offices)
(Zip code)
____________________________________________________________________________________________________________
(Name and address of agent for service)
Registrant’s telephone number, including area code: __________________________
Date of fiscal year end: ____________________
Date of reporting period: ___________________
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered
on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing
the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment
Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form
N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.
A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently
valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth
Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of
44 U.S.C. § 3507.
generaL inStrUctionS
a. rule as to Use of Form n-Px.
Form N-PX is to be used for reports pursuant to Section 30 of the Investment Company Act of 1940 (the “Act”) and Rule 30b1-4
under the Act (17 CFR 270.30b1-4) by all registered management investment companies, other than small business investment companies
registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file their complete proxy voting record not later than August 31 of each
year for the most recent twelve-month period ended June 30.
B. application of general rules and regulations.
The General Rules and Regulations under the Act contain certain general requirements that are applicable to reporting on any form
under the Act. These general requirements should be carefully read and observed in the preparation and filing of reports on this form,
except that any provision in the form or in these instructions shall be controlling.
Persons who are to respond to the collection of information contained in
this form are not required to respond unless the form displays a currently
SEC 2451 (4-03)
valid OMB control number.
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