Rhode Island Debt Management Services Registration printable pdf download

Rhode Island Debt Management Services Registration

New Application Checklist

Jurisdiction-Specific Requirements

RHODE ISLAND DEBT MANAGEMENT SERVICES REGISTRATION

This document includes instructions for a company (corporation location) new application request. If you

need to complete a new application for a branch location (authorized delegates are not considered a

branch in NMLS) or individual; refer to the appropriate new application checklists.

Total License costs: $300.00; the NMLS processing fee has been waived. A $15 fee for a credit report

will be added if one has not been authorized through NMLS in the past 30 days for each required control

person. Fees collected through the NMLS ARE NOT REFUNDABLE.

Use the checklist below to complete the requirements for Rhode Island Department of Business

Regulation.

The checklist provides instructions and requirements for information to be entered in NMLS, the

documents that must be uploaded into NMLS, as well as the documents that must be sent outside

NMLS.

For help with the NMLS application, see the

Quick Guide for submitting a complete Company Form

filing

through NMLS.

For help with document uploads, see the

Quick Guide for document upload in NMLS

Note: Financial statements are uploaded separately under the Filing tab, “Financial Statement”

submenu. All other documents are uploaded in the Filing tab under the “Document Upload” section of

the company form.

Applicants should mail the original bond, the required documents for background checks of control

persons and the completed checklist within 5 business days of the electronic submission of your

application through the NMLS to the following:

State of Rhode Island

Department of Business Regulation

Division of Banking

1511 Pontiac Avenue, Bldgs. 68 and 69

Cranston, Rhode Island 02920

Updated: 10/6/2014

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Rhode Island Debt Management Services Registration