Fillable Sec 1685 (1-12) - Form 13f (Page 7 of 11) in pdf

In preparing the Form 13F report for electronic filing, a Manager may omit underscoring used in the form to indicate

the placement of information that the Manager is to furnish.

Use the following EDGAR submission types for the following Form 13F Report Types:

Form 13F Report Type

EDGAR Submission Type

13F HOLDINGS REPORT

Initial Filing

13F-HR

Amendments

13F-HR/A

13F NOTICE

Initial Filing

13F-NT

Amendments

13F-NT/A

13F COMBINATION REPORT

Initial Filing

13F-HR

Amendments

13F-HR/A

PAPERWORK REDUCTION ACT INFORMATION

Persons who are to respond to the collection of information contained in this form are not required to respond to the

collection of information unless the form displays a currently valid OMB control number.

Section 13(f) of the Exchange Act requires the Commission to adopt rules creating a reporting and disclosure system to

collect specific information and to disseminate such information to the public. Rule 13f-1 under the Exchange Act (17 CFR

240.13f-1) requires institutional investment managers who exercise investment discretion over certain accounts of equity securities

described in Section 13(d)(1) of the Exchange Act [15 U.S.C. 78m(d)(1)] (generally, certain U.S. exchange-traded equity

securities, as set forth in rule 13f-1(c)) having, in the aggregate, a fair market value of at least $100,000,000 to file quarterly

reports with the Commission on Form 13F with respect to the value of those securities over which they have investment discretion.

The purpose of Form 13F is to provide a reporting and disclosure system to collect specific information and to disseminate

such information to the public about the holdings of institutional investment managers who exercise investment discretion over

certain accounts of equity securities described in Section 13(d)(1) of the Exchange Act [15 U.S.C. 78m(d)(1)] (generally, certain

U.S. exchange-traded equity securities, as set forth in rule 13f-1(c)) having, in the aggregate, a fair market value of atleast

$100,000,000. We believe that investors will find Form 13F report information useful in tracking institutional investorholdings

in their investments and that issuers, too, will find detail as to institutional investor holdings useful because much of their

shareholder list may reflect holdings in “street name” rather than beneficial ownership. We believe that mandatory electronic

dissemination of this data will help ensure timely and efficient dissemination of this important information. We believe that these

reports should have the same degree of availability as other filings with the Commission, and that electronic filing will speed their

dissemination in accordance with the intent of Congress.

We estimate that each filer spends an average of 24.7 hours preparing each quarterly report. In addition, we estimate that,

each quarter, approximately 210 managers will resubmit information to: (1) correct an error or omission; or (2) supplement a

request for confidential treatment that expires or is denied, and that each such manager will spend an additional 4 hours on the

resubmission.

Any member of the public may direct to the Commission any comments concerning the accuracy of this burden estimate

and any suggestions for reducing this burden.

Responses to the collection of information are mandatory. See Section 13(f) of the Exchange Act [15 U.S.C. 78m(f)] and

rule 13f-1 [17 CFR 240.13f-1] thereunder.

Sec 1685 (1-12) - Form 13f Page 7

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