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U.S. SECURITIES AND EXCHANGE COMMISSION

Form 1-N

OFFICIAL

WASHINGTON, D.C. 20549

Page 2

USE

FORM AND AMENDMENTS FOR NOTICE OF REGISTRATION AS A NATIONAL

ONLY

SECURITIES EXCHANGE FOR THE SOLE PURPOSE OF TRADING SECURITY

FUTURES PRODUCTS PURSUANT TO SECTION 6(g) OF THE EXCHANGE ACT

EXHIBITS

File all Exhibits with: a form for notice of registration as a national securities exchange for the sole purpose of trading

security futures products pursuant to Section 6(g) of the Exchange Act and Rule 6a-4, or amendments to such forms pursuant

to Rule 6a-4. For each exhibit, include the name of the filing exchange, the date upon which the exhibit was filed, and the

date as of which the information is accurate (if different from the date of the filing). If any Exhibit required is inapplicable,

a statement to that effect shall be furnished in lieu of such Exhibit.

Exhibit A

As of the latest date practicable within one (1) month of the date Form 1-N is filed, a copy of the constitution,

articles of incorporation or association with all subsequent amendments, and existing by-laws or corresponding

rules or instruments, whatever the name, of the filing exchange.

Exhibit B

As of the latest date practicable within one (1) month of the date Form 1-N is filed, a copy of all written rulings,

settled practices having the effect of rules, and interpretations of the Governing Board or other committee of

the exchange in respect of any provisions of the constitution, by-laws, rules, or trading practices of the filing

exchange which are not included in Exhibit A.

Exhibit C

As of the latest date practicable within one (1) month of the date Form 1-N is filed, for each subsidiary or

affiliate of the filing exchange that will be involved in the trading of security futures products, and for any entity

with whom the exchange has a contractual or other agreement relating to the operation of an electronic trading

system to be used to effect transactions in security futures products on the exchange (“System”), provide the

following information:

1. Name and address of organization.

2. Form of organization (e.g., association, corporation, partnership, etc.).

3. Name of state and statute citation under which organized. Date of incorporation in present form.

4. Brief description of nature and extent of affiliation.

5. Brief description of business or functions. Description should include responsibilities with respect to

operation of the System and/or execution, reporting, clearance (including the controls that will be

implemented to ensure the safety of held funds or securities), or settlement of transactions in connection

with operation of the System.

6. A copy of the constitution.

7. A copy of the articles of incorporation or association including all amendments.

8. A copy of existing by-laws or corresponding rules or instruments.

9. The name and title of the present officers, governors, or persons performing similar functions.

10. An indication of whether such business or organization ceased to be associated with the Security Futures

Product Exchange during the previous year, and a brief statement of the reasons for termination of the

association.

Exhibit D

Describe the manner of operation of the System involving trading of security futures products. This

description should include the following:

1. The means of access to the System.

2. Procedures governing entry and display of quotations and orders in the System.

3. Procedures governing the execution, reporting, clearance, and settlement of transactions in connection

with the System.

4. Proposed fees.

5. Procedures for ensuring compliance with System usage guidelines.

Sec Form 1-N - Form And Amendments For Notice Of Registration As A National Securities Page 4

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