Form 041 - Filing Of Information Pertaining To A Control Bid - 1999

ADVERTISEMENT

STATE OF OHIO
Department of Commerce
Telephone:
Division of Securities
(614) 644-7381
File No. ______________
77 South High Street, 22nd Floor, Columbus, Ohio 43215
FORM 041
FILING OF INFORMATION PERTAINING TO A CONTROL BID
Pursuant to Section 1707.041 of the Revised Code of Ohio
Division Record
Date
Checked By
Notation
Do Not Fill In
Received by Division
Record Made
Other Filings under this Section by this Offeror:
File No.
File No.
INSTRUCTIONS: Responses may be made either directly on this form, by reference to documents and exhibits filed with this form, or a
combination of both. If the space provided on this form is inadequate for full response, or if response will be made by referring to a
document or exhibit filed with this form, attach an exhibit numbered to correspond to the number of the item being answered, and note the
reference to the exhibit in the space provided. If the exhibit consists of more than one page, indicate the relevant page number(s). If there
is more than one Offeror, each Offeror should fill out Part Two of this form. Please DO NOT LEAVE ANY ITEM BLANK. If an item will
not be answered, note either that the item is not applicable (NA), or, if reasonable investigation of information actually or publicly available
to the Offeror has not revealed the answer, that the answer is unknown (UK).
PART ONE: SUBJECT COMPANY
EXHIBIT
REFERENCES
1707.01(Y)(1)
1.
State the name and principal place of business of the Subject Company,
including the street address, telephone number and facsimile number.
State the name, address, telephone number and facsimile number of the
Subject Company's legal counsel:
2.
State the location of the principal executive office of the Subject Com-
1707.01(Y)(1)
pany, including the address, telephone number and facsimile number:
3.
State the form of organization of the Subject Company, the date on which
it was formed, and jurisdiction in which it was organized:
1707.041(A)(2)(h)
1707.23(A)
4.
Indicate if the Subject Company is any of the following:
A banking corporation subject to regulation by the Ohio Division of
Financial Institutions
1707.041(C)
1707.01(M)
YES
NO
A savings and loan association subject to regulation by the Ohio Division
1707.01(O)
of Financial Institutions.
YES
NO
A public utility corporation subject to regulation by the Ohio Public Utili-
ties Commission
YES
NO
COM 4522 (1-99)

ADVERTISEMENT

00 votes

Related Articles

Related forms

Related Categories

Parent category: Legal
Go
Page of 6