Form Adv-H - Application For A Temporary Or Continuing Hardship Exemption Page 2

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FORM ADV-H

PAGE 2

Describes the nature and extent of the temporary technical difficulties when you attempt to submit the filing in

electronic format.

Describes the extent to which you previously have submitted documents in electronic format with the same

hardware and software that you are unable to use to submit this filing.

Describes the burden and expense of employing alternative means (e.g. public library, service provider) to

submit the filing in electronic format in a timely manner.

Provides any other reasons why a temporary hardship exemption is warranted.

B. If you are applying for a continuing hardship exemption, your application will be granted or denied based on the

following items. You should attach a separate page to this Form ADV-H that:

Explains the reason(s) that the necessary hardware and software are not available without unreasonable

burden and expense.

Describes the burden and expense of employing alternative means (e.g. public library, service provider) to

submit your filings in electronic format in a timely manner.

Justifies the time period requested in Item 1 of this Form ADV-H.

Provides any other reasons why a continuing hardship exemption is warranted.

Item 4

How to Submit Your Form ADV-H

Sign this Form ADV-H. You must preserve in your records a copy of the Form ADV-H that you file. Mail one manually

signed Form ADV-H and one copy to U.S. Securities and Exchange Commission, Branch of Regulations and

Examinations, Mail Stop 0-25, 100 F Street, NE, Washington, DC 20549.

Item 5

Execution

I, the undersigned, have signed this Form ADV-H on behalf of, and with the authority of, the adviser requesting a

temporary hardship exemption or applying for a continuing hardship exemption. The undersigned and the adviser represent

that the information and statements made in this ADV-H, including any other information submitted, are true. The

undersigned and the adviser further agree to waive any claim against the administrator of the IARD for errors made in good

faith that may occur when converting to electronic format this Form ADV-H or any paper filing made in reliance of a

continuing hardship exemption.

Signature:

_________________________________

Date:

__________________________

Printed Name:

_________________________________

Title:

__________________________

PRIVACY ACT STATEMENT. Section 203(c)(1) of the Advisers Act [15 U.S.C. § 80b-3(c)(1)] authorizes the Commission to collect the information

required by Form ADV-H. The Commission collects this information for regulatory purposes, such as processing requests for temporary hardship

exemptions and determining whether to grant a continuing hardship exemption. Filing Form ADV-H is mandatory for investment advisers requesting a

temporary or continuing hardship exemption. The Commission maintains the information submitted on Form ADV-H and makes it publicly available.

The Commission may return forms that do not include required information. Intentional misstatements or omissions constitute federal criminal violations

under 18 U.S.C. § 1001 and 15 U.S.C. § 80b-17. The information contained in Form ADV-H is part of a system of records subject to the Privacy Act of

1974, as amended. The Commission has published in the Federal Register the Privacy Act System of Records Notice for these records.

SEC’S COLLECTION OF INFORMATION. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of

information unless it displays a currently valid control number. Section 203(c)(1) of the Advisers Act authorizes the Commission to collect the

information on this Form from applicants. See 15 U.S.C. § 80b-3(c)(1). Filing of this Form is mandatory for an investment adviser to request an

exemption from the electronic filing requirements. The principal purpose of this collection of information is to enable the Commission to process requests

for temporary hardship exemptions and to determine whether to grant a continuing hardship exemption. By accepting a form, however, the Commission

does not make a finding that it has been completed or submitted correctly. The Commission will maintain files of the information on Form ADV-H and