Implementation Guidance Ep 200 Ig 2 - Anti-Money Laundering And Countering The Financing Of Terrorism - Institute Of Singapore Chartered Accountants Page 20
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47EP 200 IG 2
CLIENT INFORMATION FORM
(COMPANY)
(c) Any other similar lists and information required of
professional firms for screening purposes stipulated by
relevant authorities in Singapore such as ACRA.
6.
The following details of the persons having executive authority in
Yes / No
the company:
-
Full name
-
Aliases (if any)
-
Identity card or passport (or other identification
document) number
have been screened, as a minimum, to:
(a) The “Lists of Designated Individuals and Entities” on the
Monetary Authority of Singapore website;
(b) The “Terrorist Alert List” on the ISCA website; and
(c) Any other similar lists and information required of
professional firms for screening purposes stipulated by
relevant authorities in Singapore such as ACRA.
7.
Depending on risk assessment, the professional firm may
Yes / No
perform further screening of the details in (4), (5) and (6) above
against other information sources, for example, Google, the
sanctions lists published by the Office of Foreign Assets Control
of the US Department of the Treasury, and/or other third party
screening database.
Yes / No / NA
8.
Any exception from (4), (5), (6) and (7) above has been
investigated and disposed of appropriately.
9.
Yes / No
Documentary evidence of the screening performed and results,
including any investigation and disposition of exceptions have
been retained.
20
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