Implementation Guidance Ep 200 Ig 2 - Anti-Money Laundering And Countering The Financing Of Terrorism - Institute Of Singapore Chartered Accountants Page 26
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47EP 200 IG 2
FORM A
(BENEFICIAL OWNER)
4.
Depending on risk assessment, the professional firm may
Yes / No
perform further screening on details in (3) above against other
information sources, for example, Google, the sanctions lists
published by the Office of Foreign Assets Control of the US
Department of the Treasury, and/or other third party screening
database.
5.
Any exception from (3) and (4) above has been investigated and
Yes / No / NA
disposed appropriately.
6.
Documentary evidence of the screening performed and results,
Yes / No
including any investigation and disposition of exceptions have
been retained.
Identification of PEP
7.
Search the name (and aliases, if any) of the individual against
Yes / No
information sources as per the professional firm’s policies and
procedures, such as Google or other third party screening
databases, to determine if the individual is a PEP, family member
of a PEP or close associate of a PEP.
Where there is a difference between the individual’s declaration
8.
Yes / No / NA
in Section C and results from (7) above, investigate and dispose
of any exception appropriately.
9.
Documentary evidence of the search performed and results,
Yes / No
including any investigation and disposition of exceptions have
been retained.
26
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