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1
2
3Instructions
EPA FORM 4700-4 (Rev. 1/90) Reverse
General
Recipients of Federal financial assistance from the U.S.
Envi ronmental Protection Agency must comply with the following
statutes.
Title VI of the Civil Rights Act of 1964 provides that no person in the
United States shall, on the grounds of race, color, or national origin,
be excluded from participation in, be denied the benefits of, or be
subjected to discrimination under any program or activity receiving
ITEMS
Federal financial assistance. The Act goes on to explain that the title
“Applicant” means any entity that files an application or
shall not be construed to authorize action with respect to any
IA.
employment practice of any employer, employment agency, or labor
unsolicited proposal or otherwise requests EPA assistance.
organization (except where the primary objective of the Federal
financial assistance is to provide employment).
IB.
“Recipient” means any entity, other than applicant, which will
actually receive EPA assistance.
Section 13 of the 1972 Amendments to the Federal Water Pollution
Control Act provides that no person in the United States shall on the
IC
Self-explanatory.
ground of sex, be excluded from participation in, be denied the benefits
II. Self-explanatory.
of, or be subjected to discrimination under the Federal Water
Pollution Control Act, as amended. Employment discrimination on
the basis of sex is prohibited in all such programs or activities.
III.
“Civil rights lawsuits” means any lawsuit or complaint alleging
discrimination on the basis of race, color, national origin, sex,
S ection 504 of The Rehabilitation Act of 1973 provides that no
age or handicap pending against the applicant and/or entity
otherwise qualified handicapped individual shall solely by reason of
which actually benefits from this grant. For example, if a city
handicap be excluded from participation in, be denied the benefit of or
is the named applicant but the grant will actually benefit the
be subjected to discrimination under any program or activity receiving
Department of Sewage, civil rights lawsuits involving both the
Federal finance assistance. Employment discrimination on the basis
city and the Department of Sewage should be listed.
of handicap is prohibited in all such programs or activities.
“Civil rights compliance review” means any review assessing
IV.
The Age Discrimination Act of 1975 provides that no person on the
the applicant’s and/or recipient’s compliance with laws pro-
basis of age shall be excluded from participation under any program or
hibiting discrimination on the basis of race, color, national
activity receiving Federal financial assistance.
Employment
origin, sex, age or handicap. If any part of the review covered
discrimination is not covered. Age discrimination in employment is
the entity which will actually benefit from the grant, it should
prohibited by the Age Discrimination in Employment Act administered
be listed.
by the Equal Employment Opportunity Commission.
V. Self-explanatory.
Title IX of the Education Amendments of 1972 provides that no person
on the basis of sex shall be excluded from participation in, be denied
VI.
The word “community” refers to the area under the applicant’s
the benefit of, or be subjected to discrimination under any education
and/or recipient’s jurisdiction. The “community” might be a
program or activity receiving Federal
financial
assistance.
university or laboratory campus, or a community within a large
Employment discrimination on the basis of sex is prohibited in all
city. If there is a significant disparity between minority and
such education programs or activities. Note: an education program or
nonminority populations to receive service, not otherwise
activity is not limited to only those conducted by a formal institution.
satisfactorily explained, the Regional office may require a map
which indicates the minority and nonminority population served
The information on this form is required to enable the U.S.
by this project, program or activity.
Environmental Protection Agency to determine whether applicants and
This information is required so that reviewers may determine
prospective recipients are developing projects, programs and activities
VII.
on a nondiscriminatory basis as required by the above statutes.
if a disparity in the proposed provision of services will exist in
the event the application is approved for funding.
Give
Submit this form with the original and required copies of applications,
population of recipient’s jurisdiction, broken out by categories
requests for extensions, requests for increase of funds, etc. Updates of
as specified.
information are all that are required after the initial application
submission.
In the event the applicant cannot provide the requested in-
formation because the funds wi ll be distributed over a wide
If any item is not relevant to the project for which assistance is
demographic area which is yet to be determined, an explanation
requested, write “NA” for “Not Applicable”.
may be provided on a separate sheet. For example, a State
applying for a capitalization grant under the State Revolving
In the event applicant is uncertain about how to answer certain
Fund program may not know which cities and counti es will
questions, EPA program officials should be contacted for clarification.
apply for and receive, SRF loans.
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