Sec Form N3 - Registration Statement Under The Securities Act Of 1933 And/or Registration Statement Under The Investment Company Act Of 1940 Page 11
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54Item 4.
Condensed Financial Information
(a) Furnish the following information for each class of accumulation units of the Registrant, or for such classes of the Registrant and
its subsidiaries consolidated as prescribed in Rule 6-03 of Regulation S-X [17 CFR 210.6-03].
PER ACCUMULATION UNIT INCOME AND CAPITAL CHANGES
(for an accumulation unit outstanding throughout the period)
1.
investment income;
2.
expenses;
3.
net investment income;
4.
net realized and unrealized gains (losses) on securities;
5.
net increase (decrease) in accumulation unit value;
6.
accumulation unit value at beginning of period;
7.
accumulation unit value at end of period;
8.
expenses to average net assets;
9.
net investment income to average net assets;
10. portfolio turnover rate;
11. number of accumulation units outstanding at end of period.
Instructions
1.
The above information must be provided for each class of accumulation units of the Registrant derived from contracts
offered by means of this prospectus and each class derived from contracts no longer offered for sale, but for which
Registrant may continue to accept payments. Information need not be provided for any class of accumulation units of the
Registrant derived from contracts that are currently offered for sale by means of a different prospectus. Also, information
need not be provided for any class of accumulation units that is no longer offered for sale but for which Registrant may
continue to accept payments, if the information is provided in a different, but current prospectus of the Registrant.
2.
The information shall be presented in comparative columns for each of the last ten fiscal years of the Registrant (or for the
life of the Registrant and its immediate predecessors, if less) but only for periods after the effective date of Registrant’s first
1933 Act Registration Statement. In addition, the information shall be presented for the period between the end of the latest
fiscal year and the date of the latest balance sheet or statement of assets and liabilities furnished.
3.
Per accumulation unit amounts shall be given at least to the nearest cent. If the computation of the offering price is
extended to tenths of a cent or more, then the amounts on the table shall be given in tenths of a cent.
4.
Per accumulation unit income and capital changes should only be given for sub-accounts that fund obligations of the
Registrant under variable annuity contracts offered by means of this prospectus.
5.
If the investment adviser has been changed during the period covered by this Item, the date(s) of such change(s) should be
shown in a footnote.
6.
The condensed financial information for not less than the latest five fiscal years shall be audited and shall so state. The
auditor’s statement pertaining to the condensed financial information need not be included in the prospectus.
7.
The amount to be shown at caption 3 may be derived from the difference between the per accumulation unit figures
obtained by dividing the amount of undistributed net income attributable to an accumulation unit at the beginning and end
of the year by the number of accumulation units outstanding on those respective dates. (Other acceptable methods may be
used. If another method is used, the method should be explained in a footnote to this table.) The amounts to be shown at
captions 1 and 2 are derived by applying to the net investment income on a per accumulation unit basis the ratio of such
items, as shown in the financial statements prepared under Rule 6-04 of Regulation S-X [17 CFR 210.6-04], to the net
income as shown in such statements.
8.
“Expenses,” as used in caption 2 above, include the expenses described in caption 2 of Rule 6-07 of Regulation S-X. If
there were income deductions such as those described in captions 3 and 5 of that Rule, compute the per accumulation unit
amounts thereof and state them separately immediately after caption 2 above.
9.
The amount to be shown at caption 4, while mathematically determinable by the summation of amounts computed for
as many periods during the year as the number of accumulation units increased or decreased is also the balancing figure
derived from the other figures in the statement and should be so computed. The amount shown at this caption for an
accumulation unit outstanding throughout the year may not accord with the change in the aggregate gains and losses in the
portfolio securities for the year because of the timing of increases and decreases in the number of accumulation units in
relation to fluctuating market values for the portfolio.
10. The “average net assets,” as used in captions 8 and 9, shall be computed upon the basis of the value of the net assets
determined no less frequently than as of the end of each month.
6
SEC 2124 (5/15)
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