Sec Form N3 - Registration Statement Under The Securities Act Of 1933 And/or Registration Statement Under The Investment Company Act Of 1940 Page 18

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Instructions
1.
Identify the types of persons who may use the plans (e.g., corporations, self-employed individuals) and disclose, if
applicable, that the terms of the plan may limit the rights otherwise available under the contracts.
2.
Do not describe the Internal Revenue Code requirements for qualification of plans or the non-annuity tax consequences of
qualification (e.g., the effect on employer taxation).
(c) Briefly describe the impact, if any, of taxation on the determination of account or sub-account values.
Item 14. Legal Proceedings
Briefly describe any material pending legal proceedings, other than ordinary routine litigation incidental to the business, to which the
Registrant, any subsidiary of the Registrant, or Registrant’s investment adviser, principal underwriter, or Insurance Company is a party.
Include the name of the court where the case is pending, the date filed, and the principal parties. Include similar information for any
proceedings instituted by governmental authorities.
Instruction
Legal proceedings are material only to the extent that they are likely to have a material adverse effect upon: (1) the ability of the
investment adviser or principal underwriter to perform its contract with the Registrant or of the Insurance Company to meet its
obligations under the variable annuity contracts or (2) the Registrant.
Item 15. Table of Contents of the Statement of Additional Information
List the contents of the Statement of Additional Information.
13
SEC 2124 (5/15)

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