Sec Form N3 - Registration Statement Under The Securities Act Of 1933 And/or Registration Statement Under The Investment Company Act Of 1940 Page 3

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GENERAL INSTRUCTIONS
A. Rule as to Use of Form N-3
Form N-3 shall be used by all separate accounts offering variable annuity contracts which are registered under the Investment
Company Act of 1940 (“1940 Act”) as management investment companies for: (1) an initial registration statement required by
Section 8(b) of the 1940 Act [15 U.S.C. 80a-8(b)] and any amendments thereto; (2) a registration statement required under the
Securities Act of 1933 (“1933 Act”) and any amendments thereto; or (3) any combination of these 1940 Act and 1933 Act filings.
Form N-3 shall also be used to file a registration statement under the 1933 Act, and any amendments thereto, for variable annuity
contracts funded by separate accounts which would be required to be registered under the 1940 Act as management investment
companies except for the exclusion provided by Section 3(c)(11) of the 1940 Act.
B. Registration Fees
Registration fees should not be paid when filing this form. See section 24(f) of the Investment Company Act and rule 24f-2
thereunder.
C. Number of Copies
Filings of registration statements on Form N-3 shall contain the number of copies specified in Securities Act Rule 402 [17 CFR
230.402], except that seven additional copies of the registration statement shall be furnished to the Commission, instead of the ten
additional copies required by Rule 402(b).
Filings of amendments on Form N-3 shall contain the number of copies specified in Securities Act Rule 472 [17 CFR 230.472],
except that there shall be filed with the Commission three additional copies of such amendment, two of which shall be marked
to indicate clearly and precisely, by underlining or in some other appropriate manner, the changes made in the registration
statement by the amendment, instead of the eight additional copies with at least five marked as required by Rule 472(a) [17 CFR
230.472(a)].
D. Special Terms
The following terms, when used in Form N-3, shall mean:
Registrant. The term “Registrant” means the separate account (as defined in Section 2(a)(37) of the 1940 Act [15 U.S.C. 80a- 2(a)
(37)]) which offers the variable annuity contracts.
Insurance Company. The term “insurance company” means the sponsoring insurance company that establishes and maintains the
separate account and which owns the assets of the separate account.
Variable Annuity Contract. The term “variable annuity contract” means any accumulation contract or annuity contract, any
portion thereof, or any unit of interest or participation therein pursuant to which the value of the contract, either during an
accumulation period or after annuitization, or both, varies according to the investment experience of the separate account in
which the contract participates. Unless the context otherwise requires, the term refers to the variable annuity contracts being
offered pursuant to the Registration Statement prepared on this Form.
Contractowner Account. The term “contractowner account” means any account of any contractowner, participant, annuitant,
or beneficiary to which (net) purchase payments under a variable annuity contract are added and from which administrative or
transaction charges may be subtracted.
E. Application of General Rules and Regulations
If the registration statement is being filed under both the 1933 and 1940 Acts or under only the 1933 Act, the General Rules and
Regulations under the 1933 Act, particularly Regulation C [17 CFR 230.400-497], shall apply, and compliance with them will be
deemed to meet the Rules for 1940 Act Registration Statements. However, if the registration statement is being filed only under
the 1940 Act, the General Rules and Regulations under that Act, particularly Regulation 8(b) [17 CFR 270.8b-1 to 8b-32], shall
apply, except as noted in General Instruction F below.
F. Amendments
Attention is specifically directed to Rule 8b-16 under the 1940 Act [17 CFR 270.8b-16] which requires the annual amendment
of Registration Statements filed pursuant to Section 8(b) of the 1940 Act. Where Form N-3 has been used to file a registration
statement under both the 1933 and 1940 Acts, any amendment of that registration statement shall be deemed to be filed under
both Acts unless otherwise indicated on the facing sheet.
iii
SEC 2124 (5/15)

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