Sec Form 20-F - Registration Statement/annual Report/transition Report/shell Company Report Page 20
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69E.
Share ownership.
1.
With respect to the persons listed in subsection 6.B, above, provide information as to their share ownership
in the company as of the most recent practicable date (including disclosure on an individual basis of the number
of shares and percent of shares outstanding of that class, and whether they have different voting rights) held
by the persons listed and options granted to them on the company’s shares. Information regarding options shall
include: the title and amount of securities called for by the options; the exercise price; the purchase price, if any;
and the expiration date of the options.
2.
Describe any arrangements for involving the employees in the capital of the company, including any
arrangement that involves the issue or grant of options or shares or securities of the company.
Instruction to Item 6.C:
1.The term “plan” is used very broadly and includes any type of arrangement for compensation, even if the terms of the plan are
not contained in a formal document.
2. If the company is a listed issuer as defined in Exchange Act Rule 10A-3 (17 CFR 240.10A-3) and its entire board of
directors is acting as the company’s audit committee as specified in section 3(a)(58)(B) of the Exchange Act (15 U.S.C.
78c(a)(58)(B)), so state.
3. If the company has a board of auditors or similar body, as described in Exchange Act Rule 10A-3(c)(3) (17 CFR 240.10A-
3(c)(3)), the disclosure required by this Item 6.C. with regard to the company’s audit committee can be provided with
respect to the company’s board of auditors, or similar body.
Instruction to Item 6.E: If (a) any of the persons listed in subsection 6.B beneficially owns less than one percent of the class of
shares and (b) that person’s individual share ownership previously has not been disclosed to shareholders or otherwise made
public, you may indicate, by an asterisk and explanatory footnote or similar means, that the person beneficially owns less than
one percent of the class, instead of providing that person’s individual share ownership.
Item 7.
Major Shareholders and Related Party Transactions
The purpose of this standard is to provide information regarding the major shareholders and others that control or may
control the company. The standard also provides information regarding transactions the company has entered into with persons
affiliated with the company and whether the terms of such transactions are fair to the company. These standards may require
disclosure of related party transactions not required to be disclosed under the body of accounting principles used in preparing
the financial statements. This standard is not intended to address the thresholds at which shareholders are required, on a
continuing basis, to disclose their beneficial ownership of securities.
A.
Major shareholders. To the extent that the following information is known to the company or can be ascertained from
public filings, it should be provided as of the most recent practicable date, with references to the number of shares
held in the company including shares beneficially owned.
1.
The following information shall be provided regarding the company’s major shareholders, which means
shareholders that are the beneficial owners of 5% or more of each class of the company’s voting securities
(unless the company is required to disclose a lesser percentage in its home country, in which case that lesser
percentage applies):
(a)
Provide the names of the major shareholders, and the number of shares and the percentage of outstanding
shares of each class owned by each of them as of the most recent practicable date, or an appropriate
negative statement if there are no major shareholders.
(b)
Disclose any significant change in the percentage ownership held by any major shareholders during the
past three years.
(c)
Indicate whether the company’s major shareholders have different voting rights, or an appropriate
negative statement.
2.
Information shall be provided as to the portion of each class of securities held in the host country and the number
of record holders in the host country.
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